HomeMy WebLinkAboutResolution #3980 - plan of operation and governance for residential and small commericial electric aggregation
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RESOLUTION NO 3980
A RESOLUTION APPROVING A PLAN OF OPERATION AND GOVERNANCE FOR
RESIDENTIAL AND SMALL COMMERCIAL ELECTRIC AGGREGATION
WHEREAS, pursuant to 20 ILCS 3855/1-92 the State of Illinois enacted electric
deregulation statutes, which authorizes the corporate authorities of the City to adopt an ordinance
under which it may aggregate its residential and small commercial retail electrical loads located
within the City and may solicit bids and enter into service agreements to facilitate for those loads
the sale and purchase of electricity and related services and equipment; and
WHEREAS, in order to save their citizens money, the City of Canton desires to
aggregate the residential and small commercial retail electrical loads located within its
jurisdictional boundaries and arrange for competitive retail electric supply for these retail
electrical accounts; and
WHEREAS, the City has selected Integrys Energy Services, Inc. as the supplier for the
Aggregation and entered into an agreement for their services;
WHEREAS, the City also placed a referendum on the March 20, 2012 ballot which
asked the public for the authority to create an aggregation program; and
WHEREAS, if the referendum question passes to allow for an electric aggregation
program, the City is required to conduct two public meetings and adopt a Plan of Operation and
Governance; and
WHEREAS, the City is approving the attached Plan of Operation and Governance prior
to knowing the referendum results to facilitate timely public hearings and program installation
prior to the high-use electricity season.
NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF CANTON, ILLINOIS, AS FOLLOWS:
1. That the agreement attached hereto and incorporated herein as Exhibit "A" is hereby
approved by the Canton City Council.
2. That the Mayor and City Clerk of the City of Canton, Illinois are hereby authorized and
directed to execute said Agreement on behalf of the City of Canton.
3. That this Resolution shall be in full force and effect on March 21, 2012 or the next
available date when the referendum results are known and only upon an affirmative vote
of the majority of citizens supporting such a program.
PASSED by the City Council of the City of Canton, Illinois at a regular meeting this 20~' day of
March 2012 upon a roll call vote as follows:
AYES: Aldermen Schenck, Pasley, Fritz, West, Nelson, Ellis, Pickel, Hartford
NAYS: None
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ABSENT: None
APPROVED:
evin R. eade, Mayor
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' a Pavley, City C rk
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CITY OF CANTON
PLAN OF OPERATION AND GOVERNANCE
Introduction. The Illinois Power Agency Act (the "Act") was amended by Public Act 96-0176 to add 20 ILCS 3855/1-
92 (the "Aggregation Statute"), which allows the City of Canton to adopt an ordinance under which it may aggregate
the residential and small commercial retail electrical loads located within the City of Canton, to enter into service
agreements to facilitate for those loads the sale and purchase of electricity and related services.
The City engaged a Pre-Aggregation Services Provider to perform several pre-referendum functions, including
without limitation (a) participating in Public Hearings to educate both the public and City employees on aggregation,
(b) assisting in the establishment of an advisory committee, (c) establishing a toll-free telephone number staffed by
customer service personnel to address questions of potential Aggregation Members, (d) providing sample
documentation such as City communications pertaining to referendum, ballot language, Aggregation Program
ordinance, Plan of Operation and Governance, and other communications in support of the referendum. Pursuant
to the Aggregation Statute, on 12/6/2011, the City passed an ordinance authorizing a referendum on the 3/20/2012
ballot which asked the public for the authority to create an Opt-Out Aggregation Program. A majority of the voters
approved the referendum at the March 20, 2012 election. The City plans plans on holding two public meetings on
the matter, as required by the Aggregation Statute, after which the City will adopt this Plan of Operation and
Governance.
Duties of the Citv. The City shall submit to the Utility in writing, a warrant demonstrating the passage of the
Aggregation Program ordinance, the adoption of this Plan by the corporate authorities, and a request for the
identification of retail and small commercial electric customer account information and generic load profiles.
Customer information will be maintained in a confidential manner as required by law and the City will use that
information only for purposes of its Aggregation Program. Customer account information will be considered
confidential and will not be disclosed to unauthorized entities or under the Freedom of Information Act. The City (i)
will select or has selected an ARES to serve as the electricity supplier to Aggregation Members ("Supplier"), (ii) will
negotiate or has negotiated the terms and conditions of the supply, and (iii) will communicate or has communicated
with Utility and Supplier concerning enrollment data.
Supplier Services. The Supplier will (a) draft customer communications for City's review, including an Opt-Out notice
to potential Aggregation Members describing how to remove themselves from the Aggregation Program and a
Welcome Letter to those who become Aggregation Members, (b) provide electricity supply to Aggregation
Members, (c) mail informational materials and terms and conditions to potential Aggregation Members, (d) at the
option of City, establish a post-referendum website landing page to support the Aggregation Program, (e) assist
with the completion of the Government Authority Aggregation Form and communications with the Utility
surrounding data exchange, (f) maintain a secure database of potential Aggregation Members who elect to Opt-Out
and of Aggregation Members, and (g) invoice Aggregation Members via the Utility's purchase of receivables
program, and (h) provide periodic reports to the City
Price and Terms. City has the right to negotiate a price, product type, and term with the Supplier or may choose not
to implement an Aggregation Program. Additional potential Aggregation Members may be allowed to enroll with
the Supplier after the Opt-Out period, however they may pay a different rate than those who join during a planned
Program Enrollment Period due to changing market conditions and to potentially different term from the initial
offering.
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Eli~ibilitv and Oqt-Out Disclosures. The Utility, in accordance with the Aggregation Statute and its tariffs, will
provide them City with the generic load profile (or estimated aggregated usage) and names and addresses of the
potential Aggregation Members by rate class. Those eligible to be Aggregation Members are those who are
permitted to participate according to the Aggregation Statute, are not at the time of the enrollment process served
by an ARES, are not in an hourly or residential space heat Utility (Ameren Only) rate class, and are not on Bundled
Hold. The City must keep this information confidential, and provide it to the Supplier for the sole purpose of
negotiating a price for the Aggregation Program, administering the Opt-Out notice process,~ and enrolling and
serving the Aggregation Members.
The Supplier, with assistance from the City, will prepare and mail an Opt-Out notice to each potential Aggregation
Member identified as eligible by the Utility. The Opt-Out notice will inform the eligible Aggregation Member that
the City has formed an Aggregation Program, the price for electric supply and other terms and conditions of service,
and explain how the potential Aggregation Member can Opt-Out of the Aggregation.
The Supplier will receive all Opt-Out requests and adjust the list of Aggregation Members accordingly. In addition, if
any Opt-Out notices are returned by mail to Supplier marked as undeliverable, those potential Aggregation
Members will be removed from the Aggregation Program as well. Upon completion of the Opt-Out period (the
length of which will be negotiated and agreed-upon between them City and Supplier), the Supplier, with assistance
from the City, will notify the Utility of the accounts that will form the Aggregation, and, enroll the Aggregation.
Upon enrollment, each participant will receive an enrollment notice from the Utility. Each Aggregation Member will
also receive a welcome letter from the Supplier. An Aggregation Member may rescind its participation in the
Aggregation by contacting the Utility or the Supplier within the Utility's applicable rescission period.
Supplier shall repeat the Opt-Out enrollment process whenever the price changes at the end of an agreed-upon
term (as agreed upon by the City and Supplier) and accordingly Aggregation Members will have the opportunity to
decline participation at that time without paying an early termination fee once every two years between the City
and Supplier.
Movine within the limits of the Citv. Aggregation Members who move from one location to another within the
limits of the City and retain the same account number, will remain an Aggregation Member and will receive the
same price and term they would have received if their location had not moved. Aggregation Members who move
from one location to another within limits of the City and are assigned a new account number may enroll their new
account in the Aggregation Program and receive the same price as they would have received if they had not moved
while served by Supplier (other than for any intervening billing periods in which the account is served by the Utility),
provided the new account is eligible for Aggregation. Aggregation Members who move and receive a new account
number may be dropped from the Aggregation by the Utility, but they will not be charged an early termination fee
by the Supplier. If an Aggregation Member is dropped from the Aggregation Program due to a move within the City,
the Aggregation Member should contact the Supplier to be re-enrolled at the earliest possible date.
Movin¢ outside the limits of the Citv. Aggregation Members that move out of the City limits will no longer be
eligible to participate in the Aggregation Program, but they will not be charged an early termination fee from the
Supplier. Except as described above for re-location, an early termination fee may apply if an Aggregation Member
terminates its Contract with the Supplier after the Opt-Out and rescission periods have ended and prior to the end
of the current Term.
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Enrollin~ after the Opt-Out Period. Residential and small business accounts located within the City limits that are
eligible to join the Aggregation but initially chose to Opt-Out of the Aggregation, or otherwise were not included in
the Aggregation Program, may become Aggregation Members after the expiration of the applicable Opt-Out Period
by contacting the Supplier. The Price and/or term of those joining after the expiration of the Opt-Out Period may be
different from the price negotiated for the Aggregation.
Renewal. The City and the Supplier will attempt to achieve a renewal Price and term before the expiration of the
agreed-upon Term. However, if mutually agreeable price and terms are not reached, the agreement between City
and the Supplier may be terminated by either the City or Supplier, without penalty, at the end of any agreed-upon
term by providing written notice to the other Party at least 30 days prior to the end of the Term.
Contract between the Supplier and the A~~re~ation Member. The electricity supply contract negotiated by the City
for the Aggregation Members (the "Contract") shall be for firm, all-requirements electric supply service including
capacity, transmission, energy, losses and various ancillary services. The Contract shall be between each individual
Aggregation Member and the Supplier. Each Aggregation member will be individually bound to the Supplier by the
Contract, and will be solely responsible for payment and performance. All electricity supply charges will be fully and
prominently disclosed in consumer enrollment materials (such as the Opt-Out notice), available on the Supplier's
website, and available by calling the Supplier's toll free customer service telephone number. The Contract will
include an early termination fee for those that leave the Aggregation Program prior to the end of any agreed-upon
term.
Billin . Aggregation Members will each receive a single, monthly bill from the Utility, which will include charges
from the Supplier for its electricity supply, as well as the ordinary Utility charges, which includes delivery
services, taxes, and other charges. Aggregation Members will be billed according to their Utility billing cycle.
Credit. Collections and Deposits. The Utility's credit and collection policy and policies regarding deposits will apply
to the Aggregation Members and shall be administered by the Utility. Neither the City, nor the Supplier will
implement additional policies with respect to credit, deposits and collections.
Concerns and Complaints. Aggregation Members will have multiple means of expressing concerns and reporting
complaints. As a general rule, concerns regarding service reliability and billing should be directed to the Utility. The
Utility will continue to read meters, handle billing, and generally have the most information about the physical
service to a location or account. Questions regarding the administration of the Aggregation should be directed to
the Supplier. The Supplier's customer service center shall be available by telephone 24 hours per day, 7 days per
week. Any unresolved disputes should be directed to the Illinois Commerce Commission and/or the Citizens Utility
Board. As a convenience, below is a list of helpful toll free telephone numbers.
Nature of Concern/Comolaint Con Phone Number
Downed wires/outage Utility 800-755-5000
Service turn on/off Utility 800-755-5000
Billing Disputes Utility 800-755-5000
Price/Joining/Leaving Program Supplier Customer Service 877-394-4569
Program Regulatory Questions Supplier Customer Service 877-394-4569
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Education. The Supplier and the City will work cooperatively to develop a plan to help educate the community with
respect to:
• aggregation, including the Opt-Out notices,
~ any demand management or efFiciency measures (if any) offered by the Supplier or promoted by the City,
• renewable energy attributes (if any) associated with the supply that are above and beyond the attributes
required by law, and
• projects (if any) that will be funded as a byproduct of the Aggregation.
Reuortine.
The Supplier may provide periodic reports such as membership participation and/or comparisons to the Utility's
pricing over the term upon request.
Implementation Procedures
Referendum to Aggregation Supplier sends Potential Aggregation
approve municipal Customer educational materials, Members have the
aggregation passes. database is Opt-out notice, and opportunity to Opt-out
developed Contract to the
by the Supplier potential Aggregation
Members
Aggregation Utility sends invoice to Supplier begins to Supplier submits list
Members remit Aggregation Program provide electric of Aggregation
payments to the members at the power supply to Members to Utility
Utility Aggregation Program members of the after Opt-out
price Aggregation response period
Program expires '
Glossarv of Terms
"Aggregation Prograrn" shall mean the program developed by the City, acting as facilitator pursuant to the
Aggregation Statute, to provide residential and small commercial customers within the limits of the City with retail
electricity supply from an ARES for those potential Aggregation Members that do not Opt-Out.
"Aggregation Member" shall mean those residential and small commercial customers (i) located within the limits of
the City, (ii) are permitted to participate according to the Aggregation Statute and any applicable Utility rules, (iii) do
not Opt-Out of the Aggregation Program ,(iv) are not at the time of the enrollment process served by an ARES, (v)
are not in the hourly or residential electric space heat rate classes (ComEd only), and (vi) are not on Bundled Hold
with the Utility.
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"Alternative Retail Electric Supplier" or "ARES" shali mean an entity certified by the Illinois Commerce Commission
to offer electricity for sale, and shall include, without limitation, resellers, aggregators and power marketers but
shall not include the Utility or the City.
"Bundled Hold" shall mean the time required by the Utility to remain on Utility supply service after an account has
returned to the Utility's supply service after having switched to an ARES prior to returning to the Utility.
"Opt-Out" shall mean the process by which a customer who would be included in the Aggregation Program chooses
not to participate in the Aggregation and notifies the Supplier of such choice as described in the Opt-Out notice with
the Supplier.
"Utility" shall mean Ameren.
A COPY OF THIS PLAN OF OPERATION AND GOVERNANCE SHALL BE KEPT ON
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