HomeMy WebLinkAboutOrdinance #0997x
ORDINANCE NO. 997
AN ORDINANCE authorizing the issuance of $2,00,000
aggregate principal amount Economic Development Rev-
enue Bonds, Series 1983 (Transportation Equipment
Marketing Company of America Project); the lending
of the proceeds of said Bonds to Transportation
Equipment Marketing Company of America, an Illinois
corporation; the execution and delivery of a Loan,
Mortgage and Security Agreement and Trust Indenture;
approving the sale of said Bonds; and prescribing
other matters relating thereto.
WHEREAS, the City of Canton, Fulton County, Illinois
(the "Issuer") is a municipal corporation and a unit of local gov-
ernment of the State of Illinois and is authorized pursuant to the
Industrial Project Revenue Bcnd Act Division 74 of Article Eleven
of the Illinois Municipal Code, as supplemented and amended (the
"Act"), to issue its revenue bonds to finance the acquisition,
construction, reconstruction, repair, alteration, improvement,
equipping and extension of eccnomic development projects; and
WHEREAS, the Issuer proposes to issue $2,00,000 aggre-
gate principal. amount Economic Development Revenue Bonds, Series
1983 (Transportation Equipment Marketing Company of America.
Project) (the "Series 1983 Bonds") pursuant to a Trust Indenture
dated as of December 1, 1983 (the "Indenture"), by and between the
Issuer and the Trustee named therein (the "Trustee"); and
WHEREAS, pursuant to a Loan, btortgage and Security
Agreement dated as of December 1, 1983 {the "Loan Agreement"), by
and between the Issuer and Transportation Equipment P~iarketing
Company of America, an Illinois corporation (the "Borrower"), the
Issuer proposes to lend 1-l~e hrc~ceeds from the sale of the Series
1983 Bonds to the Borrower in order to provide funds: (1) to
acquire, equip and construct a manufacturing plant, and related
facilities to be located in Canton, Illinois (the "Project") and
(2) to pay necessary expenses incidental thereto; and
WHEREAS, pursuant to the Loan Agreement the Borrower will
grant the Issuer a mortgage on and security interest in the Project
Real Estate described in the Loan Agreement; and
WHEREAS, pursuant to the Loan Agreement the Borrower
will execute and deliver to the Issuer one or more notes in a
principal amount not to exceed $2,Fs00,000 (collectively the
"Series 1983 Note"); and
WHEREAS, pursuant to the Indenture, as security for the
Series 1983 Bonds, the Issuer will assign to the Trustee all of
the Issuer's right, title and interest in, under and to the Loan
Agreement (except the Issuer's rights to issue Additional Bonds,
to consent to supplements and amendments to the Loan Agreement and
to be reimbursed and held harmless, which rights are herein col-
lectively referred to as the "Unassigned Rights"), and the Series
1983 Note; and
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF
THE CITY OF CANTON, FULTON COUNTY, ILLINOIS, AS FOLLOWS:
Section 1. The construction of the Project and the pay-
ment of necessary expenses incidental thereto are hereby authorized
and determined to be in the public interest and in furtherance of
the public purposes contemplated by the Act.
Section 2. In order to provide funds to carry out the
public purposes set forth in Section 1 hereof, there are hereby
authorized to be issued the revenue bonds of the Issuer in the
maximum principal sum of $2,600,000 each of which bonds shall be
designated "Economic Development Revenue Bond, Series 1983
(Transportation Equipment Marketing Company of America Project)"
(the "Series 1983 Bonds").
The Series 1983 Bonds shall be dated, shall be in sub-
stantially such form and shall bear interest at the rate or rates
per annum, a].l as set forth in the Indenture, shall be issuable as
only as fully registered bonds in the denomination of $5,000 or
any integral multiple thereof (provided, however, that one or more
temporary bonds may be issued in substitution for or preliminary
to the availability of bonds in definitive form), and shall mature
and come due in such amounts and at such times as provided in
Article III of the Indenture, interest being payable as provided
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in the Indenture. The Series 1983 Bonds shall be subject to
redemption prior to or at maturity at the times, under the
circumstances, in the manner, at the prices and with the effect
set forth in the Indenture.
The Series 1983 Bonds shall be executed in the name of
the Issuer by the manual or facsimile signature of the Mayor,
shall be attested by the manual or facsimile signature of the
City Clerk, shall have the corporate seal of the Issuer impressed
or otherwise reproduced thereon and shall be authenticated by the
endorsement of the Trustee. The facsimile signatures of both the
Mayor and the City Clerk are hereby both authorized to be placed
on the Series 1983 Bonds, the manual signature of the Trustee to
authenticate the Series 1983 Bonds being a signature hereby
required or permitted thereon.
The Series 1983 Bonds and the interest thereon shall be
limited obligations of the .Issuer, payable solely and only from
the revenues and receipts derived by the Issuer from the Project
pursuant to the Loan Agreement and the Series 1983 Note and other-
wise as provided in the Indenture and the Loan Agreement. No
recourse under or upon any obligation, covenant or agreement
contained in the Indenture, or in any Series 1983 Bond thereby
secured, or under any judgment obtained against the Issuer, or by
the enforcement of any assessment or by any legal or equitable
proceeding by virtue of any constitution or statute or otherwise
or under any circumstances, under or independent of the Indenture,
shall be had against any employee, trustee or officer, as such,
past, present or future, of the Issuer, either directly or through
the Issuer, or otherwise, for the payment for or to the Issuer or
any receiver thereof, or for or to the holder or owner of any
Series 1983 Bond issued under the Indenture or otherwise, of any
sum that may be due and unpaid by the Issuer upon any such Series
1983 Bonds. The Series 1983 Bonds and the interest thereon shall
never constitute an obligation or commitment by the Issuer to
expend any of its funds other than (i) the proceeds of the sale of
the Series 1983 Bonds, (ii) the revenues and receipts derived by
the Issuer from the Project pursuant to the Loan Agreement, the
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Series 1983 Note and the Indenture, (iii) any insurance or condem-
nation award proceeds with respect to the Project, (iv) any money
arising out of the investment or reinvestment of said proceeds,
income, revenues or money, and (v) any proceeds derived by the
Issuer or the Trustee from the sale or other disposition of the
Project in accordance with the provisions of the Loan Agreement
and the Indenture.
Section 3. The Series 1983 Bonds shall be issued in
compliance with and under the authority of the provisions of the
Act, this Bond Ordinance and the Indenture and the foregoing shall
be stated on the face of the Series 1983 Bonds. Additional Bonds
may be issued on a parity with the Series 1983 Bonds in accordance
with the provisions and limitations set forth in the Indenture.
Section 4. The forms, terms and provisions of the Loan
Agreement and the Indenture (collectively the "Instruments") are
hereby in all respects approved, and the Mayor and City Clerk are
hereby authorized, empowered and directed to execute and deliver
the Instruments in the name and on behalf of the Issuer. The
Instruments, as executed and delivered, shall be in substantially
the forms thereof now before this meeting and hereby or previously
approved, or with such changes therein as shall be approved by the
officers of the Issuer executing the same, their execution thereof
to constitute conclusive evidence of their approval of any and all
changes or revisions therein from the forms of the Instruments now
before this meeting; and from and after the execution and delivery
of the Instruments the officers, agents and employees of the Issu-
er are hereby authorized, empowered and directed to do all such
acts ar~d things and to execute all such documents as may be neces-
sary to carry out the intent and accomplish the purposes of this
Band Ordinance and to comply with and make effective the provi-
sions of the Instruments as executed, including the acceptance of
additional security, which additional. security the Issuer hereby
assigns to the Trustee to further secure the principal, premium,
if any, and interest on the Series 1983 Bonds.
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Section 5. The sale of the Series 1983 Bonds at a price
of not less than 95$ of the par value thereof, as approved by the
Borrower, is hereby approved. The Mayor and City Clerk are hereby
authorized to enter into one or more bored purchase agreements with
the purchaser or purchasers of the Series 1983 Bonds not
inconsistent with the Instruments.
Section 6. The Issuer covenants that it shall, prior to
the issuance of the Bonds duly elect to have the provisions of Sec-
tion 103(b)(6)(D) of the Internal Revenue Code of 1954, as amended
(the "Code"), apply to such issuance, and such election shall be
made in accordance with the procedures set forth in Section
1.103-10(b)(2)(vi) of the Regulations under Section 103 of the
Code, or any successor provisions. The Issuer will make such
filings as-may be necessary to effect the aforesaid election. The
riayor and City Clerk, as the case may be, are hereby
authorized and directed to execute and file such certificates or
other documents to effect such election. The Mayor is hereby
designated as the authorized or applicable elected representative
of the Issuer in connection with the issuance of the Series 1983
Bonds, and the official of the Issuer charged with the issuance of
the Bonds, public approval of the issuance thereof being hereby
given as required by Section 103(k) of the Code. The required
public hearing having been held and conducted, the approval hereof
by the Mayor shall constitute approval of the authorized or
applicable elected representative within the meaning of Section
103 (k) of the Code.
Section 7. The provisions of this Bond Ordinance are
hereby declared to be separable and if any section, phrase or pro-
vision shall for any reason be declared by a court of competent
jurisdiction to be invalid or unenforceable, such declaration
shall not affect the validity of the remainder of the sections,
phrases and provisions hereof.
Section 8. All ordinances, orders and resolutions and
parts thereof in conflict herewith are to the extent of such con-
flict hereby repealed, and this Bond Ordinance shall take effect
and be in full force immediately upon its adoption.
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PASSED by the City Council of the City of Canton,
Fulton County, Illinois this 20th day of December, 1983.
APPROVED by the Mayor of the City of Canton, Fulton
County, Illinois, this 20th day of December, 1983.
ayor, City of Canton V
Fulton County, Illinois
Attest:
Ci Clerk, City of Canton,
Fulton County, Illinois
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STATE OF ILLINOIS )
CITY OF CANTON )
COUNTY OF FULTON )
I, Nancy Whites, hereby certify that I am the duly
qualified and acting City Clerk of the City of Canton, Illinois,
and as such official I further certify that attached hereto is a
copy of excerpts from the minutes of the meeting of the City
Council of said City of Canton held on December 20 1983; that
I have compared said copy with the original minute record of said
meeting in my official custody; and that said copy is a true,
correct and complete transcript from said original minute record
insofar as said original record relates to the adoption of an
Ordinance as follows: "AN ORDINANCE authorizing the issuance of
$2,00,000 aggregate principal amount Economic Development Reve-
nue Bonds, Series 1983 (Transportation Equipment Marketing
Company of America Project); the lending of the proceeds of said
Bonds to Transportation Equipment Marketing Company of America,
an I)_]_ir~ois corporation; the execution and delivery of a Loan,
Piortgage and Security Agreement and Trust Indenture; approving
the sale of said Bonds; and prescribing other matters relating
thereto."
WITNESS my official signature and the seal of said
City of Canton this 21st day of December, 1983.
~/ ,
City .Clerk
(SEAL)
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` CITY OF CANTON, ILLINOIS
AND
TRANSPORTATION EQUIPA4ENT MARKETING COMPANY OF AMERICA,
AN ILLINOIS CORPORATION
(Transportation Equipment Marketing Company of America Project)
LOAN, MORTGAGE AND SECURITY AGREEMENT
DATED AS OF DECEMBER 1, 1983
The interest of the City of Canton, Illinois under this
Loan, Mortgage and Security Agreement has been assigned by the
City of Canton, Illinois to
as Trustee, pursuant to a Trust Indenture
dated as of December 1, 1983 .
THIS INSTRUMENT PREPARED BY:
Kurt P. Froehlich
Evans & Froehlich
RECORDER PLEASE RETURN TO: 44 Main Street
Post Office Box 737
Champaign, Illinois 61820
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TABLE OF CO;: i t::1; F
('~'hi~ Table of Contents is not a part of this Loan
F.greerr~ent and is only for convenience of reverence.)
Fage
Parties ..................................................... 1
Granting Clauses ............................................ 2
ARTICLE I
Definitions
Section 1.1 Use of Defined Terms ......................... 5
Section 1.2 Definitions .................................. 5
Section 1.3 Certain Words Used Herein .................... 9
Section 1.4 P.eferences to Articles, Etc .................. 10
Section 1.5 Headings ..................................... 10
ARTICLE II
Representations
Section 2.1 Representations of the Issuer ................ 11
Section 2.2 Representations and Agreement
of the Borrower ............................ 11
ARTICLE - I I I
Acquisitior. and Construction of the Project;
Issuance of the Bonds
Section 3.1 Agreement to Acquire and
Construct the Project ...................... 13
Section 3.2 Agreement to Issue Series 1983
Bonds; Application of Bond
Proceeds; Additional Bonds ................. 13
Section 3.3 DisburGernents from the
ConstYuction Fund .......................... 14
Section 3.4 Establishment of Completion
Date ........... ...........................
~ 16
Section 3.5 to Pay Con-
Borrower Required
struction Costs in Event Con-
struction Fund Insufficient ................ 16
Section 3.6 Enforcement of Remedies Against
Contractors and Subcontractors
and Their SuretieG ......................... 16
Section 3.7 Investment of Moneys in the Con-
struction Fund, the Bond Fund
and the Repair and Replacement
Fund ....................................... 16
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hRTICLE IV
The Loan; Loan Repayments;
and Other Payments
Page
Section 4.1 The Loan............ ....................... 17
Section 4.2 Loan Repayments ..... ........................ 17
Section 4.3 No Defense or Set-Off ........................ 20
Section'4.4 Assignment or Issuer's Rights ................ 20
Section 4.5 Taxes and Other Payments ..................... 20
Section 4.6 nefeasance ................................... 22
Section 4.7 Additional Security .......................... 22
ARTICLE V
Particular Covenants and Representations
of the Borrower
Section 5.1 Borrower to Maintain its
Existence .................................. 24
Section 5.2 Indemnity .................................... 24
Section 5.3 Restriction on Conveyance .................... 24
Section 5.4 Covenant with Holders of Bonds ............... 25
Section 5.5 P.ecording and Filing ......................... 25
Section 5.6 Arbitrage Covenants .......................... 26
Section 5.7 Capital Expenditures .. ...................... 27
Section 5.8 Warranty of Title; Title
Insurance ............. .................... 29
Section 5.9 Maintenance and Modification of
Project by Borrower ........................ 29
Section 5.10 Insurance Required ........................... 30
Section 5.11 Application of Net Proceeds of
Insurance ...... ........................... 31
Section 5.12 Additional Provisions Respect-
ing Insurance .............................. 31
Section 5.13 Advances by Issuer or Trustee ................ 32
Section 5.14 Workmen's Compensation Coverage .............. 32
Section 5.15 Damage and Destruction ....................... 32
Section 5.16 Condemnation ................................. 34
Section 5.17 Condemnation of Property Not
Constituting a Part of the
Project ............... .. .............. 35
Section 5.18 Issuer's and Trustee's Right of
Access to the Froject ...................... 35
Section 5.19 Release of Certain Land ...................... 36
Section 5.20 Granting of Easements ......... .............. 37
Section 5.21 Use of Party Walls ........................... 37
Section 5.22 Reserved ..................................... 38
Section 5.23 Installation of the Borrower's
Own Machinery and Equipment ................ 38
Section 5.24 Removal of Project Equipment ................. 38
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...-': I CLE .':
L'.'ent5 G` ~ efault aI1C: L.~ff~A~leS
Pane
Section 6.1 •• Events of Default and Remedies ............... 40
Section 6.2 Sale of Project .............................. 43
Section 6.3 Sale a Bar .. ................................ 43
Section 6.4 Receipt Sufficient Discharge
for Purchaser .............................. 43
44
Section 6.5 Sale to Accelerate Notes .....................
Section 6.6 Application of Proceeds ...................... 44
Section 6.7 Appointment of Receiver ...................... 45
Section 6.8 Remedies Cumulative .......................... 46
Section 6.9 Delay or Gmission Not a Waiver ............... 46
Sectior. 6.10 Waiver of Extension, Appraise-
ment, Stay, I•aws ........................... 46
Section 6.11 Remedies Subject to Provisions
of Law ..................................... 46
ARTICLE VII
Prepayment
Section 7.1 Optional Prepayment .......................... 47
Section 7.2 Extraordinary Prepayment in
Certain Events ............................. 48
Section 7.3 Mandatory Prepayment ......................... 50
Section 7.4 Manner of Prepayment ... ..................... 50
Section 7.5 Redemption of Bends With
Prepayment Moneys .......................... 50
ARTICLE VIII
piiscellaneous
Sectien 8.1 Notices ...................................... 52
53
Section 8.2 Assignments ..................................
Section 8.3 Severability ................................. 53
Section 4
8 Execution of Counterparts .................... 53
Section .
5
8 Amounts Remaining in Bond
. Fund ....................................... 53
Section 8.6 Amendments, Changes and
Modifications .............................. 53
Section 8.7 Governing Law ................................ 53
Section 8.8 Authorized Issuer and
Borrower Representatives ................... 54
Section 8.9 Term of the Agreement ........................ 54
55
TESTIMO NIUM ................................................. 55
SIGiIATURES AND SEALS ........................................ 56
ACKNOWL EDGE MENTS ....... ...... ...... ......................
EXHIBIT A Description of the Project
Real Estate ................................ 58
EXHIBIT B Description of Project Equipment ............. 59
EXHIBIT C Form of Series 1983 Note ..................... 60
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LOAI:, MORTGAGE AND SECURITY AGREEMENT
THIS LOAN, MORTGAGE AND SECURITY AGREEMENT, made and
entered into as of December 1, 1983, by and between the CITY OF
CANTON, ILLINOIS, a municipal corporation and a unit of local
government of the State of Illinois •(the "Issuer"), as lender,
and Transportation Equipment Marketing Company of America, an
Illinois corporation (hereinafter referred to as the "Borrower").
W I T N E S SET H:
The parties hereto agree as follows (provided, that in
the performance of the agreements of the Issuer herein contained,
any obligation it may thereby incur for the payment of money
shall r,ot constitute nor give rise to a pecuniary liability, in-
aebtedness, or loan of credit of the Issuer, but shall be payable
solely out of the proceeds derived from this Agreement and the
sale of the Series 1983 Bonds referred to in Section 3.2 hereof,
all as herein provided):
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GF~NTING CLAUSES
IN CONSIDERATION of the premises, the Borrower's Series
1983 `1c,te and other good and valuab]e consideration, the receipt
whereof is hereby acknowledged and in order to secure the payment
of the principal of, premium, if any, and interest payable on the
Series 1983 Note and any Additional• Notes issued hereunder and
any notes issued in substitution therefor (herein collectively
referred to as the "Notes") and the performance of all the cove-
nants of the Borrcwer contained herein, the Borrower has executed
and delivered this Agreement and by these presents does assign,
grant and mortgage, and grant a security interest in, to the Is-
suer and its successors and assigns forever, all the Borrower's
right, title and interest in, under and to any and all of the
following described property, whether now owned or hereafter ac-
quired:
DIVISION I
The Project Real Estate described in Exhibit A hereto,
together with the entire interest of the Borrower (whether now
owned or hereafter acquired) in and to the Project Real Estate
and the entire interest of the Borrower in and to the Building
and all buildings, structures, improvements and appurtenances now
standing, or at any time hereafter constructed or placed upon the
Project Reai Estate ,-including all right, title and interest of _-
the Borrower, if any, in and to all on site building materials
for the Project, fixtures of every kind and nature whatsoever on
the Project Real Estate or in any building, structure or improve-
ment now or hereafter standing on the Project Real Estate, and
the reversion or reversions, remainder or remainders, in and to
the Project Real Estate, and together with the entire interest of
the Borrower in and to all and singular the tenements, heredita-
ments, easements, rights of way, rights, privileges and appur-
tenances to the Project Real Estate, belonging or in any wise
appertaining thereto, including without limitation the entire
right, title and interest of the Borrower, in, to and under any
streets, ways or alleys adjoining the Project Real Estate and all
claims or demands whatsoever of the Borrower either in law or in
equity, in possession or expectancy of, in and to the Project
Real Estate, it being the intention of the parties hereto that,
so far as may be permitted by law, all property of the character
described in this Division, which is now owned or is hereafter
acquired by the Borrower and is affixed or attached to the Proj-
ect Real Estate shall be and remain or become and constitute a
portion of the Project Real Estate and the security covered by
and subject to the lien hereof, and, subject to the terms and
conditions hereof, together with all rents, income, revenues,
issues, profits and proceeds thereof and therefrom.
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LI~ISION II
All Equip:~~ent described in Exhibit B attached hereto
(as defined in Article 9 of the Illinois Uniform Commercial Code)
now or hereafter awned or acquired by the Borrower for use at the
Project and all products and proceeds therefrom and all substitu-
tions or replacements therefor; -
DIVISION III
Any and all other property of every type and nature
from time to time hereafter by delivery or by writing of any kind
conveyed, mortgaged, assigned or transferred, or in which a
security interest is granted, to the Issuer by the Borrower (or
by anyone on behalf of the Borrower with his written consent) and
the Issuer is hereby authorized to receive any and all such
property at any and all times and apply the same to the terms
hereof.
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"Authorized Iss~.:er Representative" means the person or
persons at the time designated to act on behalf of the Issuer, if
other than the Village President and/or Village Clerk, as
provided in Section 8.8 hereof, by written certificate furnished
to the Borrower and the Trustee, containing the specimen signa-
ture or signatures of such person or persons and signed on behalf
of the Issuer by the Village Presidnet or the Village Clerk of
the Issuer. Such certificate or any subsequent or supplemental
certificate so executed may designate an alternate or alternates.
"Bonds" means the Series 1983 Bonds and any Additional
Bonds issued under the Indenture.
"Bond Counsel" means an attorney at law or firm of at-
torneys of nationally recognized standing in matters pertaining
to the tax-exempt nature of interest on bonds issued by states or
their political subdivisions, duly admitted to the practice of
law before the highest court of any state of the United States of
America and who or which is satisfactory to the Trustee.
"Bond Ordinance" means Ordinance No. of the
Issuer, adopted on December 1983, which authorizes the
issuance and sale of the Series 1983 Bonds.
"Borrower" means Transportation Equipment Marketing
Company of America, an Illinois corporation, its successors and
assigns.
"Building" means the building or buildings to be con-
structed on the Project Real Estate, with the proceeds of the Se-
ries 1983 Bonds, in accordance with the plans and specifications
therefor.
"Business Days" means the then current regular business
days of the Trustee.
"Code" means the Internal Revenue Code of 1954, as
amended, and the applicable regulations of the Department of the
Treasury promulgated thereunder.
"Completion Date" means the date of completion of the
Project as that date shall be certified as provided in Section
3.4 hereof.
"Construction Fund" means the Construction Fund created
in Section 602 of the Indenture and referred to herein.
"Construction Period" means the period between the be-
ginning of the construction of the Project or the date on which
the Series 1983 Bonds are delivered to the Underwriter (whichever
is earlier) and the Completion Date.
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"Cost of the Project" means the sum of the items au-
thorized to be paid from the Construction Fund pursuant to the
provisions of Section 3.3 hereof.
"Equipment" or "Project Equipment" means those items of
machinery, equipment and related property (described in Exhibit B
hereto) to be installed in or near the Building with proceeds
from the sale of the Bonds, any payment by the Borrower pursuant
to Section 3.5 hereof, which items as now contemplated by the
current plans and specifications, include the machinery,
equipment and related property that is generally described in
Exhibit B hereto, and any such items acquired and constructed or
installed in or near the Building in substitution therefor or in
addition thereto pursuant to the provisions of this Agreement,
less such property as may be released from this Loan Agreement or
taken by the exercise of the power of eminent domain as provided
herein, all as they may at any time exist but not including the
Borrower's own machinery and equipment.
"Indenture" means the Trust Indenture between the Is-
suer and the Trustee dated as of December 1, 1983, as from time
to time amended and supplemented.
"Independent Architect" means an architect or firm of
architects registered and qualified to practice the profession of
architecture under the laws of the State of Illinois and who or
which is not a full time employee of either the Issuer or the-
Borrower and who or which is satisfactory to the Trustee.
"Independent Counsel" means an attorney at law or firm
of attorneys duly admitted to practice law before the highest
court of any state and not a full time employee of either the Is-
suer or the Borrower who or which is satisfactory to the Trustee.
"Independent Engineer" means an engineer or engineering
firm registered and qualified to practice the profession of en-
gineering under the laws of the State of Illinois and who or
which is not a full time employee of either the Issuer or the
Borrower and who or which is satisfactory to the Trustee.
"Issuer" means the City of Canton, Fulton County, Il-
linois, an Illinois municipal corporation and unit of local
government, and its successors and assigns.
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"Letter of Credit" means or.e or more irrE>vocable
Letters of Credit issued as of or after the date of the issuance
of the Series 1983 Bonds by one or more Letter of Credit Banks in
connection with the payment of 'the principal of and interest on
the Series 1983 Bonds, not in conflict with this Loan Agreement.
"Letter of Credit Bank" means one or more banks issuing
a Letter of Credit.
"Net Proceeds," when used with respect to any insurance
or condemnation award, means the gross proceeds from the insur-
ance or condemnation award with respect to which that term is used
remaining after payment of all expenses (including attorney's fees
and any extraordinary expenses of the Trustee) incurred in the
collection of such gross proceeds.
"Notes" means, collectively, the Series 1983 Note and
any Additional Notes.
"Permitted Encumbrances" means, as of any particular
time, (i) liens for ad valorem taxes and special assessments not
then delinquent, (ii) this Agreement, the Indenture, any lease of
all or part of the Project subordinate to this Agreement, (iii)
utility, access and other easements and rights of way, flood
rights, mineral rights, encroachments, leases, restrictions and
exceptions that the Authorized Borrower Representative certifies --
will not interfere with. or impair the operation of-the Project,
(iv) such minor defects, irregularities, encumbrances, easements,
rights of way, and clouds on title as normally exist with respect
to properties similar in character to the Project and as do not
in the opinion of Independent Counsel, materially impair the mar-
ketable value or utility of .the property affected thereby for the
purposes for which it was acquired or is held by the Borrower,
(v) mechanics' and materialmen's liens not filed or perfected in
the manner prescribed by law, as in effect on the date hereof or
otherwise, (vi) unpaid taxes, assessments and other governmental
charges of the type described in Section 4.5 hereof and which are
due and owing, but only to the extent that the Borrower is con-
testing such taxes, assessments or other governmental charges in
acc~rdarce with the provisions of Section 4.5 hereof, (vii) filed
or perfected mechanics' or other liens of the type described in
Section 5.9 hereof, but only to the extent that the Borrower is
contesting such mechanics' or other liens in accordance with the
provisions of Section 5.9 hereof, and (viii) any other mortgage
or lien not on a parity with or superior to the lien of this
Agreement.
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"Person" means an individual, partnership, corporation,
trust or unincorporated association, and a government or agency
or political subdivision thereof.
"Project" means, collectively, the Project Real Estate,
the Equipment, and the Building.
"Project Real Estate" means the real estate described
in Exhibit A attached hereto.
"Qualified Investments" shall mean any investment not
prohibited to the Issuer by law. Any such securities may be
purchased at the offering or market price thereof at the time of
such purchase.
"Regulations" means the Income Tax Regulations (26 CFR
Part 1) promulgated under and pursuant to the Code.
"Reimbursement Agreement" means the Reimbursement
Agreement, if any, by and between the Borrower and any Letter of
Credit Bank in connection with any Letter of Credit, together
with any mortgage, security interest or other lien securing the
same.
"Series 1983 Bonds" means the $2,500,000 aggregate
principal amount Economic Development Revenue Bonds, Series 1983
(Transportation Equipment Marketing Company of America Project)
of the Issuer authorized to be issued pursuant to the Indenture.
"Series 1983 Note" means the Note from the Borrower to
the Issuer in substantially the form attached hereto as Exhibit
C, issued as one or more instruments in an aggregate amount not
exceeding $2,500,000 equal to the Series 1983 Bonds issued under
the Indenture.
"State" means the State of Illinois.
"Trustee" means the Trustee identified in the
Indenture, and its successors in trust under the Indenture.
"Unassigned Rights" means the rights of the Issuer to
issue Additional Bonds, to execute and deliver (subject to the
provisions of this Agreement and the Indenture) supplements or
amendments to this Agreement and all of the rights of the Issuer
to be held harmless, to be reimbursed for its expenses and to be
indemnified hereunder.
Section 1.3. Certain Words Used Herein. The words
"hereof," h'r ein,~hereunder," and other words of similar im-
port refer to this Agreement as a whole and not solely to the
particular portion thereof in which any such word is used. The
defined terms used herein include both singular and plural.
-~-
M ~ I
~•;5enever used herein, any pronoun shall be deemed to include both
_ingular arm plural and to cover all gEnders.
Section 1.4. References to Articles, Etc. References
to articles, sections, ar~d other subdivisions of this Agreement
are to the designated articles, sections, and other subdivisions
of this Agreement as originally executed.
Section 1.5. Headings. The headings of this Agreement
are for convenience only and shall not define or limit the provi-
sions hereof.
(End of Article I)
-10-
ARTICLE II
Representations
Section 2.1. Representations of the Issuer. The
Issuer makes the fallowing representations as the basis for the
undertakings on its part herein contained:
(a) The Issuer recognizes and agrees that the Project
will, pursuant to the Indenture and this Agreement, secure
the payment of the principal of, premium, if any, and inter-
est on the Bonds.
(b) The Issuer will issue up to $2,500,000 principal
amount of Series 1983 Bonds dnd lend the proceeds therefrom
to the Borrower to finance the Cost of the Project, all for
the purposes set forth in the Act, to wit:
to relieve conditions of unemployment and to encourage the
increase of commerce and industry within the City of Canton,
Illinois, thereby reducing the evils attendant upon
unemployment and to provide for the increased welfare and
prosperity of the residents of the City of Canton,
Illinois.
(c) The Series 1983 Bonds will be issued under-the- - "__
Act pursuant to the Bond Ordinance and will mature, bear
interest, be redeemable and have the other terms and
provisions set forth in the Indenture.
(d) No covenant, warranty or representation of the Is-
suer made herein, in any bond purchase agreement with a
purchaser or purchasers of the Series 1983 Aonds, or in the
Indenture shall be construed or interpreted to constitute a
covenant, warranty or representation of the Issuer with re-
spect to the acts or actions heretofore or hereafter taken
by the Trustee or the Borrower in connection with said
agreements.
(e) The Issuer is a municipal corporation and unit of
local government under Article VII of the 1970 Illinois
Constitution.
Section 2.2. Representations and Agreements of the
Borrower. The Borrower represents and agrees as-the basis for
the undertakings on its part herein contained:
(a) The Borrower is an Illinois corporation validly
existing and in good standing under the laws of the State of
Illinois, duly authorized to transact business in and under
the laws of the State of Illinois, and has the necessary
power to enter into and perform under this Agreement, the
Note and any Reimbursement Agreement.
-11-
(b) The Borrower presently inter, cis to operate the
Project for industrial purposes as a manufacturing plant,
anc related facilities or for any purpose permitted by the
Act, through the date on which all of the Bonds are no
longer outstanding under the Indenture. The Borrower will
not use the Project or permit it to be used in contravention
of the provisions of Section 103 of the Code. and
particularly Section 103(b)(6)(O) thereof.
(c) Neither the execution and delivery of this Agree-
ment, the Note, or any Reimbursement Agreement, the
consummation of the transactions contemplated hereby or
thereby nor the fulfillment of or compliance with the terms
and conditions of this Agreement, the Note or any
Reimbursement Agreement, conflicts with or results in a
breach of any of the terms, conditions or provisions of any
agreement or instrument to which the Borrower is now a party
or by which it is bound, or constitutes a default under any
of the foregoing, or results in the creation or imposition
of any lien whatsoever upon any of the property of the
Borrower under the terms of any instrument or agreement
(other than pursuant to this Agreement).
(d) The Project constitutes and will constitute either
land or property of a character subject to the allowance for
depreciation under Section 167 of the Code,~and substanti- __._
ally all expenditures for Costs of the Project will be _
charged to a capital account for federal income tax purpos-
es.
(e) The Project, as designed, will comply with all
presently applicable building and zoning ordinances and
other applicable developmental regulations.
(f) A substantial number of new jobs will ultimately
be created by virtue of the acquisition and construction of
the Project. _
`(End of Article II)
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r
ARTICLE III
Acquisition and~Construction of the Project;
Issuance of the Bonds
Section 3.1. Agreement to Acquire and Construct the
Project, The Borrower agrees that it will complete the acquisi-
tion and construction of the Project as promptly as practicable,
substantially in accordance with plans and specifications for the
Project as such plans and specifications are identified and fur-
ther detailed in the work orders or contracts of the Borrower re-
lating to the Project, including any and all supplements, amend-
ments and additions to such plans and specifications and work
orders or contracts, and in accordance with change orders or con-
tract amendments approved in writing by the Borrower from time to
time prior to the Completion Date.
Section 3.2. Agreement to Issue Series 1983 Bonds;
Application of Bond Proceeds; Additional Bonds. In order to
raise funds to lend the Borrower to finance the Cost of the Proj-
ect as provided in Section 4.1 hereof, the Issuer agrees that it
will issue, sell and cause to be delivered to the initial
purchasers thereof the Issuer's Series 1983 Bonds, in an amount
up to $2,500,OOD, bearing-interest and maturing as set forth in
the Indenture. ~ The Issuer shall deposit the proceeds- from the ~ -------=-
sale of the Series 1983 Bonds with the Trustee, to be held and
disbursed by the Trustee in accordance with the provisions of the
Indenture.
Additional Bonds may be issued by the Issuer, at its
discretion, upon compliance with Section 4.7 hereof, including an
additional letter of credit, to pay the principal of and interest
on such Additional Bonds to provide funds to pay any one or more
of the following: (i) the costs of completing the Project; (ii)
the cost of repairing, replacing or restoring the Project in the
event of damage, destruction or condemnation of the Project in
the event the net proceeds of insurance or condemnation proceeds
are insufficient; (iii) the costs of making such additions and
alterations, in, on, or to the Project as the Borrower may deem
necessary or desirable and as will not impair the nature of the
Project as a manufacturing plant, and related facilities; (iv) to
refund any series of Bonds; and, in each such case, the costs of
the issuance and sale of the Additional Bonds, capitalized inter-
est for such period as may be permitted by the Act or the Code,
and other costs reasonably related to the financing as shall be
agreed upon by the Borrower and the Issuer. If the Borrower is
not in default hereunder, the Issuer may, at its discretion, from
time to time, use its best efforts to issue the amount of
Additional Bonds specified by the Borrower; provided that the
terms of such Additional Bonds, the purchase price to be paid
therefor and the manner in which the proceeds therefrom are to be
disbursed shall have been approved in writing by the Borrower.
-13-
r
Section 3,3. Disbursements from the Construction Fund,
pursuant tc t;;~ =r.~enture, the Issuer shall authorize and direct
the Trustee to use moneys deposited in the Construction Fund for
the purposes set rort_h ~n-the Act to pay the Cost of the Project
(but, subject to the provisions of Section 3.7 hereof) namely:
the sum total of all reasonable or necessary costs incidental to
the acquisition, construction, reconstruction, repair, altera-
tion, improvement and extension of the Project including without
limitation the cost of studies and surveys, plans, specifica-
tions, architectural and engineering services, legal, marketing
or other special services; financing, acquisition, demolition,
construction, equipment and site devel.opn~ent of new and rehabili-
tated buildings, rehabilitation, reconstruction, repair or re-
modeling of existing buildings and all other necessary and inci-
dental expenses including an initial bond and interest reserve
together with interest on bonds issued to finance the Project to
a date six (6) months subsequent to the estimated Completion
Date, and in no event beyond December 1, 1986.
All proceeds of the Series 1983 Bonds, including moneys
earned pursuant to the provisions of Section 3.7 hereof, remain-
ing in the Construction Fund on the Completion Date, established
pursuant to Section 3.4 hereof, and after payment of all other
items provided for in the preceding paragraph, then due and pay-
able shall at the direction of the Authorized Borrower Represen-
tative be, to the extent permitted by law, used by the Trustee:
(i) for the payment of any cost of construction not
then due and payable; and/or
(ii) for such other purposes (including, but not lim-
ited to, the payment of the principal of and interest on the
Series 1983 Bonds) as in the opinion of Bond Counsel will
not under applicable statutes and regulations impair the
exemption from Federal income tax of the interest on the
Series 1983 Bonds.
Each of the payments referred to in this Section shall
be made from time to time, upon the Borrower's request, but only
upon receipt by the Trustee of a written requisition of the
Authorized Borrower Representative certifying:
(1) the portion of the Project to which payment re-
lates;
(2) the payee, which may be the Borrower in the case
of work performed by the Borrower's personnel;
(3) the amount;
(4) that the payment is due, is a proper charge
against the Construction Fund and has not been the basis for
any previous withdrawal from the Construction Fund;
-14-
J
(5) that he or s'-:e has no notice of any vendor's, r:~~-
c?:anic's or tether liens or right to liens, chattel mortcaoes
or conditional sa]eG contracts, or other contracts or obli-
gations which should .be satisfied or discharged before such
payment is made, provided, however, that if any such con-
tracts or obligations exist, the requisition shall be accom-
panied by partial waivers of lien and/or evidence of the
payment in full of such contracts or obligations acceptable
to the Trustee and the Trustee may delegate examination of
waivers of lien to any licensed title insurance company or
bank; and
(6) that the requisition contains no item representing
payment on account of any retained percentages which, as of
the date of requisition, are entitled to be retained; and
(7) that all of the funds being requisitioned are be-
ing used in compliance with Section 103 of the Code and
Fegulations thereunder, and substantially all of the funds
requisitioned thereby plus any other funds previously dis-
bursed from the Construction Fund plus any future Construc-
tion Fund disbursements are being or will be used for the
acquisition, construction, reconstruction or improvement of
land or property of a character subject to the allowance for
depreciation as prescribed by Section 103(b)(6)(A) of the
Code and the Regulations thereunder. -_
Notwithstanding any of the foregoing, each such
certificate and requisition shall state that it is given without
prejudice to any rights against third parties which exist as of
the date of such certificate, or which may subsequently come into
being. .
Each requisition will be consecutively numbered and ac-
companied by copies of invoices or other appropriate documenta-
tion supporting the payments or reimbursements requested. Each
requisition for payment or reimbursement for the cost of any per-
sonal property or fixtures shall also be accompanied by proof of
filing of Illinois Uniform Commercial Code Financing Statements
which are sufficient to establish for the benefit of the Trustee
a first perfected security interest in the personal property or
fixtures for which payment or reimbursement is sought.
In the case of any contract providing for the retention
of a portion of the contract price, there shall be paid from the
Construction Fund, prior to the Completion Date, only the net
amount remaining after deduction of any such portion until such
retention is payable, in which event payment may be made therefor
from the Construction Fund.
In making any such payment from the Construction Fund,
the Trustee may rely on any such orders and certifications deliv-
ered to it pursuant to this Section 3.3.
,~_
1 J
f
Section 3.4. Est~.blishment of Completion Date. The
ComplE*_icn Late shall be e~~le^ced to the Issuer and ~nE Trustee
by a certificate- as to such co,:pletion date filed with the Trust-
ee.
Section 3.5. Borrower Required to Pay Construction
Costs in Event Constructio F nn uu d Insufficient. The Borrower
agrees to pay directly, or to deposit in the Construction Fund,
moneys sufficient to pay such costs of completing the Project as
will or may be in excess of the moneys available therefor in the
Construction Fund. THE ISSUER DOES NOT MAKE ANY WARRANTY, EITHER
EXPRESS OR IMPLIED, `!'HAT THE f•90NEYS WHICH WILL BE PAID INTO THE
CONSTRUC`T'ION FUND AND WHICH UPdDER THE PROVISIONS OF THIS AGREE-
MENT 4JILL BE AVAILABLE FOR PAYMENT OF THE COST OF THE PROJECT
WILL BE SUFFICIENT TO PAY ALL THE COSTS WHICH WILL BE INCURRED IN
THAT CONIJF,CTION. The Borrower agrees that if after exhaustion of
the moneys in the Construction Fund the Borrower should pay or
deposit moneys in the Construction Fund for the payment of any
portion of the said Cost of the Project pursuant to the provi-
sions of this Section, it shall not be entitled to any reimburse-
ment therefor from the Issuer, the Trustee or from the holders of
any of the Bonds, nor shall it be entitled to any diminution of
the amounts payable under Section 4.2 hereof.
Section 3.6. Enforcement of Remedies Against Contractors
and Subcontractors and Their Sureties. The Borrower covenants -
that it will take such action and institute such proceedings as --
shall be necessary to cause and require all contractors and ma-
terial suppliers to complete their contracts diligently in
accordance with the terms of said contracts, including, without
limitation, the correcting of any defective work. All expenses
incurred by the Borrower pursuant to this Section 3.6 shall be
considered part of the Cost of the Project. Any amounts
recovered by way of damages, refunds, adjustments or otherwise in
connection with the foregoing prior to the Completion Date, less
any unreimbursed legal expenses incurred in order to collect the
same, shall be paid into the Construction Fund and after the Com-
pletion Date shall be paid into the Bond Fund.
Section 3.7: Investment of Moneys in the Construction
Fund, the Bond Fund and the Repair and Replacement Fund. Subject
to the provisions of Section 5.6 hereof, any moneys held as a
part of the Construction Fund, the Bond Fund, the Repair and Re-
placement Fund or any special trust fund arising from insurance
or condemnation award proceeds, as the case may be, shall be in-
vested or reinvested by the Trustee at the written direction of
the Authorized Borrower Representative to the extent permitted by
law in Qualified Investments. The interest accruing thereon and
any profit realized therefrom shall be credited to the Fund in
which such investments are held and any losses resulting from
such investment shall be charged to such Fund and paid by the
Borrower.
(End of Article III)
-?6-
ARTICLE IV
The Loan; Loan Repayments; and Other Payments
Section 4.1. The Loan. The Issuer agrees, upon the
terms and conditions set forth in this Agreement, to lend to the
Borrower the proceeds received by the Issuer from the sale of the
Series 1983 Bonds as may be required by the Borrower in order to
pay for the Cost of the Project. Such proceeds shall be dis-
bursed on behalf of the Borrower as provided in Section 3.3 here-
of. To repay the loan, the Borrower agrees to make all payments
when due as provided in Section 4.2 hereof.
Section 4.2. Loan Repayments. Concurrently with the
issuance and delivery of the Series 1983 Bonds, the Borrower
shall execute and deliver the Series 1983 Note. Concurrently
with the issuance and delivery of ary Additional Bonds, the Bor-
rower shall execute and deliver an Additional Note. All Notes
shall be in substantially the form attached hereto as Exhibit C
and will:
(a) be in the principal amount equal to the aggregate
principal amount of the Bonds then being issued and sold
(the "Related Bonds") and shall bear the same series de-
scription as the Related Bonds; and
(b) require installment payments-of principal and in- --. --
terest which will be sufficient to pay, when due, the prin- -
cipal and interest payments required to be made on the Re-
lated Bonds.
-The Borrower shall duly and punctually pay the princi-
pal of, premium,. if any, and interest on the Notes, in the manner
provided therein; otherwise the Trustee shall present to the
appropriate Letter of Credit Bank, if any, a draft pursuant to
and in accordance with the applicable Reimbursement Agreement and
such Letter of Credit as required to .pay the principal of,
premium, if any, and interest on the Series 1983 Note and the
Series 1983 Bond at the times, in the manner and with the effect
as set forth in this Agreement and the Indenture.
The payments hereunder of principal and interest pay-
able by the Borrower hereunder are expected to be in an amount
which, with other funds in the Bond Fund then available for the
payment of Bonds, shall be sufficient to provide for the payment
in full of the interest on and principal, including sinking fund
requirements of the Bonds, if any are required by the Indenture,
as they become due and payable. In the event such payments are
not sufficient for such purposes, the Borrower covenants and
agrees to pay any deficiency in connection therewith.
-1?-
l.r: ~' ~OliCW1nC ar~~ounts, SU~'~cCt tC t~~~ ~C~'1 S1v715 G~
subsection (z) below s?~a_1 be creci`_ed to the Bond ^und:
(w) As a credit against the ar.~aunts payable as inter-
est: (i) the amount of accrueC interest received from the
purchaser or purchasers of the Series 1983 Bonds or any Ad-
ditional Bonds at the time of delivery of such Bonds, (ii)
the amount of any interest which may be capitalized in any
series of Bonds, (iii) the amount, if any, transferred from
the Construction Fund to the Bond Fund pursuant to Section
503 of the Indenture, (iv) the allocable portion of the Net
Proceeds of insurance carried pursuant to Section 5.10 of
this Agreement, (v) the amount deposited as a prepayment of
principal and interest to the extent specified by the Bor-
rower, and (vi) the amount of the net income or earnings re-
ceived from the investment of moneys in the Bond Fund.
(x) As a credit against the amounts payable as princi-
pal (i) any amount deposited in the Bond Fund as a prepay-
ment of principal and interest to the extent specified by
the Borrower, and (ii) the aggregate amount of any credit
allowed for interest payments under paragraph (w) above.
(y) As a credit against the amounts payable into any
sinking fund which may be established pursuant to the Inden-
ture: (i) any amount deposited in such sinking fund as a
prepayment of principal (and interest to the extent speci---..
fied by the Borrower and not applied to the payment of in-
terest on any other Bonds), and (ii) the principal amount of
the Series 1983 Bonds maturing in respect of any such
sinking fund shall be credited against the amount of each
sinking fund requirement in chronological order of the sink-
ing fund requirements until the full amount of such Series
1983 Bonds have been so credited. There shall also be
allowed as a credit against any such sinking fund
requirement, the aggregate amount of any credit payable as
to interest which is in excess of the amount payable under
paragraph (i) above.
(z) A Letter of Credit or Rein-bursement Agreement may
provide, but shall not be required to provide, that no
payment or prepayment by the Borrower pursuant to
subsections (w), (x) and (y) above, or otherwise to this
Agreement, shall constitute a credit to the Bond Fund unless
such payment or prepayment has been .or will be a part of the
Bond Fund for not less than 91 days preceding the date that
such payment or prepayment is to be applied to the payment
of the principal of, premium, if any, and interest on the
Series 1983 Bonds, during which no act or event which with
the passage of time or the giving of notice, or both, could
give rise to an event of default under Section 6.1(c) hereof
shall exist or be continuing.
-18-
rav:-,ents by the Borrower u::der `_r:e .rotes shall be :jade
directly to the Trustee for tt~e account of t ;e Issuer and shall
constitute payments of such amounts on the loan under Section 4.1
hereof; and the Bonds shall be payable from such payments to the
Trustee of the principal of, premium, if any, and interest on the
Notes delivered hereunder. Payments~of principal of, premium, if
any, and interest on a series of Bonds shall be deemed to be like
payments with respect to the Note issued concurrently with the
issuance of such Bonds. 64henever any series of Bonds is
redeemable, the Issuer will redeem the same upon the request of
the Borrower subject to the provisions of subsection (z) of this
Section 4.2, will pay an amount equal to the redemption price as
a prepayment of principal, premium, if any, and interest due on
the Note issued concurrently with the issuance of such Bonds.
Whene~~er payment or provision therefor has been made in respect
of the principal of (whether at maturity or upon redemption or
acceleration), premium, if any, or interest on, all or any
portion of a series of Bonds in accordance with the Indenture,
the corresponding Note shall be deemed paid to the extent such
payment or provision therefor has been made and is considered to
be a payment of principal of, premium, if any, or interest on
such Bonds. If such Bonds are thereby deemed paid in full, the
corresponding Note shall be cancelled and returned to the
Borrower. Subject to the foregoing or unless the Borrower is
entitled to a credit under this Agreement, all payments-shall be - -
in the full amount required under the Notes.
All Notes, whether issued in connection with the Series
1983 Bonds or Additional Bonds, shall equally and ratably secure
all Outstanding Bonds.
In the event the Borrower shall fail to make any of the
payments required by the Notes or in this Section 4.2, the pay-
ment so in default shall continue as an obligation of the Borrow-
er until the amount in default shall have been fully paid and the
Borrower will pay interest on any overdue principal and, to the
extent permitted by law, interest on any overdue interest, at the
rate per annum which i~ equal to higher of (i) the maximum rate
per annum borne by any of the Bonds Outstanding under the
Indenture and in the form of the Series 1983 Note or (ii) the
prime interest rate of Continental Illinois National Bank and
Trust Company of Chicago, Chicago, Illinois., plus one percent
(1~), per annum.
-lS-
Section 4.3. No Defense or Set-Off. The obligations
G~ the 9orroti~er t~ R:a.~:E ~ C1r C::~LISe tC` G'°_ :jade, t:'1~' D;1'.':1~_'ntS
required hereunder and under the Notes =hall be absclute and
unconditional without de~ense or set-off by reason of any default
by the Issuer under this Agreement or under any c~tl-ier agreement
between the Borrower and the Issuer or for any other reason, in-
cluding, without limitation, failure~to complete the Project, any
acts or circumstances that may constitute failure of consideration,
eviction or constructive eviction, any destruction of or damage
to the Project or any part thereof, any condemnation of the Pro-
ject or any part thereof, commercial frustration of purpose, any
change in the tax or other laws or administrative rulings of or
administrative actions by the United States of America or the
State of Illinois or any political subdivision of either, or any
failure of the Issuer to perform and observe any agreement,
whether express or implied, or any duty, liability or obligation
arising out of or connected with this Aaree~~~ent, it being the in-
tention of the parties that the payments required hereunder will
be paid in full when due without any delay or diminution whatso-
ever.
Section 4.4. Assignment of Issuer's Rights. As secur-
ity for the payment of the Bonds, pursuant to the Indenture the
Issuer will, and does hereby, assign to the Trustee the Issuer's
rights under this Agreement (except the Unassigned Rights) and
the Notes, including, but not limited to, the rights to receive
payments hereunder, and under the Notes and under the Lease .-
Agreement and to exercise all remedies hereunder, and hereby
directs the Borrower to deliver, or cause to be delivered, such
payments to the Trustee. The Borrower hereby consents to such
assignment and will make, or cause to be made, payments directly
to the Trustee without defense or set-off by reason of any
dispute between the Borrower and the Issuer or between the
Borrower and the Trustee. The Borrower hereby assigns to the
Issuer, for further assigning by the Issuer to the Trustee, its
rights under any lease agreement in connection with the Project,
including the right to receive rentals and other payments.
Section 4.5.E Taxes and Other Payments. (a) The Bor-
rower will pay, or cause to be paid, as the same become due, all
taxes and governmental charges of any kind whatsoever that may at
any time be lawfully assessed or levied against or with respect
to the Project or any machinery, equipment or other property in-
stalled by the Borrower thereon (including, without limiting the
generality of the foregoing, any taxes levied upon or with respect
to the income and revenues of the Issuer pursuant to this Laan
Agreement and the Notes which, if not paid, will become a lien on
the Project prior to or on a parity with the lien of the Indenture
or this Loan Agreement), all utility and other charges incurred
in the operation, maintenance, use, occupancy and upkeep of the
Project and all assessments and charges lawfully made by any
governmental body for public improvements that may be secured by
-2C-
a lien on the Project; providE.d, that with resoect to special as-
S°SSP.;?r:tS Or other Co!'e:r?.~~~:,tal C.r;arCFS t~'iat T'.a}' law~ull}' ~~° pald
in installments over a period oI years, the Borrower shall be ob-
ligated to pay only such installments as are required to be raid
during the term of this Loan Agreement.
If the Borrower shall first notify the Trustee of its
intention so to do, the Borrower may, at its expense and in its
own name and behalf, in good faith contest any such taxes, assess-
ments and other charges and, in the event of any such contest,
may permit the taxes, assessments or other charges so contested
to remain unpaid during the period of such contest and any appeal
therefrom unless the Trustee shall notify the Borrower that, in
the opinion of Independent Counsel, by nonpayment of any such
items the lien of the Indenture or this Loan Agreement will be
materially endangered or the Project or any material part thereof
will be subject to imminent loss or forfeiture, in which event
such tares, assessments or charges shall be paid promptly. The
Borrower agrees that it will not allege or argue in any such con-
test that the Project is exempt from taxation by the Issuer. In
the event that the Borrower shall fail to pay any of the forego-
ing items required by this Section to be paid by the Borrower,
the Issuer or the Trustee may (but shall be under no obligation
to) pay the same, and any amounts so advanced therefor by the Is-
suer or the Trustee shall become an additional obligation of the
Borrower to the one making the advancement.
(b) The Borrower agrees to pay to the Trustee until
the principal of, premium, if any, and interest on the Bonds shall
have been fully paid or provision for the payment thereof shall
have been made in accordance with the provisions of the In-
denture, from time to time reasonable compensation for all ser-
vices rendered by the Trustee hereunder and under the Indenture,
and also reimbursement for all reasonable expenses, charges,
counsel fees and other disbursements, incurred in the performance
of its powers and duties hereunder and under the Indenture and
the enforcement of all rights and remedies hereunder and under
the Indenture in accordance with the provisions of Section 1102
of the Indenture. The~Borrower may, without creating a default
hereunder or under the Indenture, contest in good faith the
necessity for any such services and the reasonableness of any
such fees, charges or expenses.
(c) In the event the Borrower should fail to make any
of the payments required under this Section 4.5 the item or in-
stallment so in default shall continue as an obligation of the
Borrower until the amount in default shall have been fully paid,
and the Borrower agrees to pay the same with interest thereon to
the extent permitted by law at the maximum rate described in
Section 4.2 hereof in connection with overdue principal and
interest.
-~~-
Section 4.6. Defeasance. If the Borrower shall day
and discharge t:^.e whole an~cur~*_ of tti-:e prir,ciaal or a:;d interest
on the loan made hereunder at the time outstanding; and shall pay
or cause to be paid all other sums pa}•able hereunder, then and in
that case all property, rights and interests hereby conveyed or
assigned or pledged shall revert to the Borrower, and the estate,
right, title and interest of the Issuer therein shall thereupon
cease, terminate and become void; and this Agreement and the cov-
enants of the Borrower contained herein, shall be discharged and
the Issuer in such case, on demand of the Borrower and at its cost
and expense, shall execute and deliver to the Borrower a proper
instrument or proper instruments acknowledging the satisfaction
and termination of this Agreement, and shall convey, assign and
transfer or cause to be conveyed, assigned or transferred, and
shall deliver or cause to be delivered to the Borrower, all
property, including money, then held by the Issuer pursuant to
this Aaree:nent.
Section 4.7. Additional Security. Prior to the
initial delivery of the Series 1983 Bonds to the original
purchaser(s) thereof, or at such other time after such date as
such original purchaser(s) shall agree, the Borrower shall obtain
and deliver, or cause to be obtained and delivered, to the
Trustee any Letter of Credit such original purchaser(s) may
require in connection with the payment of the principal of,
premium, if any, and interest on the Series 1983 Bonds, due and-
payable, by maturity, prepayment, redemption, acceleration or
otherwise, on each principal and interest payment date of the
Series 1983 Bonds, as additional security for the payment of
principal of, premium, if any, and interest on the Series 1983
Bonds.
Prior to the initial delivery of any series of
Additional Bonds to the purchaser or purchasers thereof, the
Borrower shall, as may be required by such purchaser or pur-
chasers, also obtain and deliver to the Trustee, for the benefit
of the holders of such Additional Bonds, an irrevocable letter of
credit which shall be in an amount and contain such other
provisions as may be required by such purchaser or purchasers in
connection with such Additional Bonds, due and payable, by
maturity or redemption, or otherwise, on each principal and
interest payment date of such Additional Bonds, as additional
security for the payments of the principal of, premium, if any,
and interest on such Additional Bonds; provided, however, that
each issue of any such Additional Bonds shall be secured by its
own, separate and individual letter of credit, and any such
letter of credit shall not secure any part of the issue of the
Series 1983 Bonds issued under the Indenture other than the issue
of Bonds, or part thereof, in conection with which the letter of
credit was issued.
~' ~
SUBJECT, HOWEVER, to Permitted Encumbrances, as defined
in Article I hereof;
,TO HAVE AND TO HOLD all and singular, the above de-
scribed property, whether now owned or hereafter acquired, unto
the Issuer, its successors and assigns forever; provided, how-
ever, that this Agreement is upon the express condition that if
the Borrower shall pay or cause to be paid all indebtedness se-
cured hereby and shall keep, perform and observe all and singular
the covenants and promises in the Notes and in this Agreement ex-
pressed to be kept, performed and observed by the Borrower, then
this Agreement and the rights hereby granted shall cease, deter-
mine and be void, otherwise to remain in full force and effect.
This Agreement shall be deemed to be a security agree-
ment for purposes of the Illinois Uniform Commercial Code -
Secured Transactions.
The Borrower and the Issuer hereby further covenant and
agree as follows:
v
. ~ -
:'
ARTICLE I
Definitions
Section 1.1. Use of Defined Terms. The terms defined
in this Section 1.1 (except as herein otherwise expressly provid-
ed, or unless the context otherwise requires) for all purposes of
this Agreement shall have the respective meanings specified in
this Section 1.1. Terms which are not defined in this Article I
shall have the meanings specified in Section 101 of the Indenture
(except as herein otherwise expressly provided or unless the
context otherwise requires.)
Section 1.2. Definitions. The following terms are de-
fined terms under this Loan Agreement:
"Act" means Industrial Project Revenue Bond Act
Division 74 of Article Eleven of the Illinois Municipal Code, as
supplemented and amended.
"Additional Bonds" means the additional parity Bonds
authorized to be issued by the Issuer pursuant to the terms and
conditions of Section 210 of the Indenture and Section 3.2 here-
of .
"Additional Note" or "Additional Notes"- means the note
or notes from the Borrower to the Issuer, executed by the Borrow-
er in connection with the issuance of Additional Bonds.
"Additional Security" means any mortgage, security
interest, pledge or lien to secure the Borrower's obligations to
reimburse any Letter of Credit Bank in correction with a Letter
of Credit. ,
"Agreement" or "Loan Agreement" means the within Loan,
Mortgage and Security Agreement between :the Issuer and the
Borrower as the same may be amended from time to time in
accordance with the provisions hereof.
"Authorized Borrower Representative" means the person
or persons at the time designated to act on behalf of the
Borrower, as provided in Section 8.8 hereof, by written
certificate furnished to the Issuer and the Trustee, containing
the specimen signature or signatures of such person or persons.
Such certificate or any subsequent or supplemental certificate so
executed may designate an alternate or alternates. The officers
of the Borrower executing this Agreement shall each be an
Authorized Borrower Representative.
"'::e Borrower ma~• a 1 so , f rom t ir,~e to time ar.d in i is
SCle QiS,'_'_~tlOn ~ Wlth the a_ :?i :i~.'c J Ur `_~:£' i. u5tee ~ GE''_1'~ ~?r tG, i~T
cause to be delivered to, the Trustee a substitute letter of
credit or a letter of credit in substitution for prior substitute
letters of credit; provided, however, that alI substitute letters
of credit and substitutions therefor be approved by the holders
of not less than fifty percent of the principal amount of the
Bonds then outstanding affected by the Letter of Credit for which
the substitute is made.
(End of Article IV)
_~~_
AFTICLE V
Particular Covenants and Representations of the Borrower
Section 5.1. Borrower to Maintain its Existence. At
all times prior to the Completion Date of the Project and so long
as the Borrower shall own the Project, the Borrower covenants and
agrees that it will maintain its existence as an Illinois
corporation, in full compliance with applicable federal and state
laws; and it will not dispose of all or any material part of its
assets. The Borrower will maintain its qualification to transact
business in this State as contemplated by this Agreement and the
Indenture.
Section 5.2. Indemnity. The Borrower covenants and
agrees, at its expense, to pay, and to indemnify and save the
Issuer and the Trustee harmless of, from and against, any and all
claims, damages, demands, expenses, liabilities and taxes (of any
character or nature whatsoever regardless of by whom imposed),
and losses of every conceivable kind, character and nature what-
soever (including, but not limited to, claims for loss or damage
to any property or injury to or death of any person asserted by
or on behalf of any person, firm, corporation or governmental au-
thority arising out of, resulting from, or in any way connected
with the Project, or the condition, occupancy, use, possession,
conduct or management-of,:or any work done in or about, the Proj-
ect Real Estate, or-from the planning, design, acquisition, ex-
tension or improvement of the Project or any part thereof, or ei-
ther, or from the leasing or subletting of any part of either),
or any failure on the part of the Borrower to perform or comply
with any of the provisions of this Loan, b9ortgage and Security
Agreement, unless such claims, damages, demands, expenses,
liabilities, taxes and losses arise by reason of the negligent
act or omission of the Issuer and/or the Trustee. The Borrower
also- covenants and agrees, at its expense, to pay, and to
indemnify and save the Issuer and the Trustee harmless of, from
and against, all costs, reasonable counsel fees, expenses and
liabilities incurred in any action or proceeding brought by
reason of any such claim or demand. In the event that any action
or proceeding is brought against the Issuer or the Trustee by
reason of any such claim or demand, the Borrower upon notice from
the Issuer or the Trustee, covenants to resist and defend such
action or proceeding on behalf of the Issuer and the Trustee.
Section 5.3. Restriction on Conveyance. Except as
otherwise pr iov ded in this Section 5.3, the Borrower covenants
that it will not convey its fee s5.mple estate in the Project Real
Estate.
-,
-~--
The Borrower r~av convey the Project, as a whole or in
. _rt, without the .^.ecessity cf ':,Lt~ining the consent of tr;e
issuer or the Trustee, subject, however, to Each of the following
conditions:
(a) No such conveyance shall be effected without prior
written notices to the Issuer and thA Trustee.
• (b) No such conveyance shall relieve the Borrower from
primary liability for any of its obligations hereunder, and in
the event of any such conveyance the Borrower shall continue to
remain primarily liable for all payments for the observance and
performance of all other agreements hereunder.
(c) The grantee in connection with such conveyance
shall assume in writing and agree to perform the obligations of
the Borrower hereunder to the extent of the conveyance.
(d) Conformed copies of contracts, deeds and other
documents concerning the conveyance shall be delivered promptly
to the Issuer and the Trustee.
(e) A written opinion of Bond Counsel delivered to the
Trustee that such conveyance will not result in the interest on
the Bonds becoming subject to Federal income taxes.
(f) A written opinion of-Independent Counsel delivered- -
to the Trustee that such conveyance will not impair the effective-
ness of any outstanding Letter of Credit.
The Borrower shall not otherwise mortgage the Project
Real Estate or grant a security interest in the Project Equipment
or mortgage, assign or pledge its interest in any lease with
respect to the Project Real Estate or the rent payable thereunder
unless such mortgage, security interest, assignment or pledge is
made expressly subject to the terms of this Loan Agreement and
the Indenture.
Section ~5.4.. Covenant With Holders of Bonds. The
Issuer and the Borrower agree that this Loan Agreement is exe-
cuted in part to induce the purchase of the Series 1983 Bonds and
accordingly all covenants and agreements on the part of the
Issuer and the Borrower as set forth in this Loan Agreement are
hereby declared to be for the benefit of the Trustee and the
holders from time to time of the Bonds.
Section 5.5. Recording and Filin The security in-
terests of the Issuer and the Trustee created hereby and herein
and in the Indenture shall be perfected as may be necessary by
the filing of financing statements which fully comply with the
Illinois Uniform Commercial Code - Secured Transactions. The
Issuer and the Borrower further agree that upon request of the
Trustee, and at the expense of the Borrower, all necessary con-
tinuation statements shall be filed within the time prescribed by
the Illinois Uniform Commercial Code - Secured Transactions, in
order to continue the security interests created hereby and
herein and by the Indenture to the end that the respective rights
of the Issuer and the Trustee shall be fully preserved as against
creditors of, or purchasers for value from, the Issuer or the Bor-
rower. An original counterpart of this Agreement and the Inden-
ture shall be filed in the office of the Recorder of the County
in which the Issuer is located.
On or before the first day of December in each calendar
year commencing after the Completion Date, and so long as any
Bonds are Outstanding under the Indenture, the Borrower will file
with the Trustee, if so requested by the Trustee, a certificate
describing, as of the first day of the immediately preceding month,
each item of tangible personal property owned by the Borrower,
not described in a previous similar certificate, which has been
added to the Project, whether as a substitution, replacement or
addition, and whether or not, when added, it becomes part of the
Project.
The Borrower will execute all instruments, including
financing statements, deemed necessary or advisable in the opin-
ion of Independent Counsel (who may be counsel for the Trustee or
the Borrower) for perfection of the security interests as afore-
said. However, all obligations of the Borrower under this Sec-
tion are subject to the condition that the Issuer and the Trustee
shall execute all instruments, including financing statements,
required of either of them in the opinion of such Independent Coun-
sel. The Issuer covenants and agrees to execute all such financ-
ing and continuation statements and other instruments deemed neces-
sary or advisable by Independent Counsel and to use its best ef-
forts to cause the Trustee to execute all such financing and other
instruments. The Borrower will file and record all such instru-
ments executed by the Issuer, the Trustee or the Borrower, or
cause them to be filed and recorded, and shall continue the liens
and security interests of all such instruments by appropriate re-
filing and re-recording as specified in the opinions of such
Independent Counsel, or cause them to be so continued until the
Bonds have been fully paid and discharged under the Indenture.
Section 5.6. Arbitrage Covenants. The Borrower and
the Issuer ccvenant with the holders from time to time of the
Bonds that so long as any of the Bonds remain outstanding, moneys
on deposit in any fund or account in connection with the Bonds,
whether or not such moneys were derived from the proceeds of the
sale of the Bonds or from any other sources, will not be used in
a manner which will cause the Por,ds to be "arbitrage bonds" with-
in the meaning of Section 103(c) of the Code and the Regulations
thereunder and that they will take no action and permit no action
to be taken which would adversely affect the tax-exempt status of
the interest on the Bonds for Federal income tax purposes. The
Borrower reserves the right, however, to make any investment of
such moneys permitted by this Agreement and the law of the State
of Illinois, if, when and to the extent that said Section 103(c)
-26-
or Regulations prc>mulgated thereunder shall be replaced or relaxed
or shall be held void by final judgment of a court of competent
jurisdiction, but only if any investment made by virtue of such
repeal, relaxation or decision would not, in the written opinion
of Bond Counsel, result in making the interest on any series of
Bonds subject to Federal income taxation.
Section 5.7. Capital Expenditures and Use of Project.
The Issuer covenants that it shall, prior to the issuance of the
Series 1983 Bonds duly elect to have the provisions of Section
103 (b) (6) (D) of the Code apply to such issue and such election
shall be made in accordance with the procedure set forth in Sec-
tion 1.103-10 (b)(3)(iv) of the Regulations. The Borrower coven-
ants that it shall furnish to the Issuer whatever information is
necessary for the Issuer to make such election, and shall file
all supplemental statements and other information required by the
Regulations and the procedures of the Internal Revenue Service.
The Borrower and any lessee of the Project that may be a
"principal user" of the Project as defined in Section 103 of the
Code (collectively called the "Principal Users") respectively, if
they are so required to do by applicable law, will attach a copy
of the Issuer's statement of election to their income tax returns
for the taxable year during which the election is made, in accord-
ance with Section 1.103-10(b)(2)(vi)(a) of.the Regulations.
The Borrower understands that the term "capital expendi-
tures" as used in this Agreement and in the Indenture, as of the
date of execution of this Agreement, means any expenditure made
by any person which, under any rule or election under the Code,
may be treated as a capital expenditure (whether or not such ex-
penditure is so treated) and determined without regard to any rule
of the Code which permits expenditures properly chargeable to a
capital account to be treated as current expenses, unless such
expenditure is an "excluded expenditure" under Section 1.103-10
of the Regulations or Section 103 of the Code.
The Borrower further covenants that no Principal User
or any person or corporation related to any of them, shall within
three (3) years of the date of issuance of the Series 1983 Bonds
make or permit to be made any capital expenditure, within the mean-
ing of Section 103(b)(6) of the Code, which would bring the total
amount of such expenditures for the six (6) year period, beginning
three (3) years prior to the date of issuance of the Series 1983
Bonds, above the applicable limitation under Section 103(b)(6)(D)
of the Code; nor shall any Principal User take any other action
which would result in rendering interest payable under this Agree-
ment, the Indenture or on the Series 1983 Bonds subject to Federal
income taxation under the provisions of said Section 103(b)(6).
The Borrower agrees to file and to cause all other Principal Users
to file each year during said period if they are so required to
do by applicable law, with the offices of the Internal Revenue
Service where the Borrower and such Principal Users respectively,
are required to file their Federal income tax returns (1) a copy
of the Issuer's statement of election, (2) a supplemental state-
-27-
ment listing by date and amount any capital expenditures made by
the Borrower or the Lessee or other principal user within the boun-
daries of the City of Canton, Illinois in the preceding year,
and shall furnish a copy of such statement to the Trustee. Bor-
rower covenants that it will not lease more than 10$ of the space
in the Project, including a prorata part of common areas, to any
lessee unless Bond Counsel shall have rendered the opinion that
such lease will not adversely affect federal income tax
exemptions of interest on the Bonds.
The Borrower covenants that (a) the proceeds of the
Bonds are to be used primarily with respect to facilities to be
located in the City of Canton, Illinois; (b) the Borrower,
will be a principal user of the facilities to be acquired and
constructed with the proceeds of the Bonds within the meaning of
Section 103(b)(6) of the Code; and (c) other than the Series 1983
Bonds, there are no outstanding obligations which are classified
as "exempt small. issues" under Section 103(b)(6) of the Code and
any Regulations with respect to Section 103 (b) (6) of the Code,
issued subsequent to April 30, 1968, of any state, territory or
possession of the United States, or any political subdivision of
the foregoing or of the District of Columbia, the proceeds of
which have been or are to be used primarily with respect to
facilities located in the City of Canton, Illinois, or any
contiguous or integrated facility treated as being located in the
City of Canton, Illinois, by reason of being located on both
sides of a border between the City of Canton, Illinois and one or
more other political jurisdictions, the principal user of which
is any Principal User or any such related person.
The Borrower further covenants that it shall furnish to
both the Issuer and the Trustee (i) at the time of the issuance
of the Series 1983 Bonds, a statement of the aggregate amount of
capital expenditures paid or incurred by the Borrower and any oth-
er Principal User within the corporate limits of the City of
Canton, Illinois ("Included Capital Expenditures"), during the
period beginning three (3) years before the date of such issue,
(ii) within ninety (90) days following each anniversary of the
date of the issuance of the Series 1983 Bonds, a statement of the
aggregate amount of Included Capital Expenditures paid or in-
curred during the period beginning with the date of issuance or
of the last statement filed with the Issuer and the Trustee,
whichever is later, and ending on such anniversary date, and
(iii) within thirty (30) days after the Borrower or any related
person has paid or incurred aggregate capital expenditures of
$3,000,000 (not including the proceeds of the Series 1983 Bonds)
with respect to the Project or any other property or facilities
located in the City of Canton, Illinois, a statement to that
effect. Each such statement shall set forth (A) a description of
those expenditures which are capital expenditures under Section
103(b)(6)(D)(ii) of the Code, and shall take into account
facilities referred to in Section 103(b)(6)(E) of the Code in
computing such capital expenditures, and (B) a description, and
the reason for the exclusion, of any capital expenditures which
-28-
the Borrower or other Principal User has made, but has not taken
into account under Section 103(b)(6)(F) of the Code. The
Borrower hereby covenants that it will not use or occupy the
Project or permit the Project to be used or occupied in any
manner which would result in the loss of the exemption from
Federal income taxes of the Bonds, including by reason of any
user or occupancy of the Project prohibited or restricted
pursuant to Section 103(b)(6)(0) of the Code.
Section 5.8. Warranty
Borrower warrants that it has a
title to the Project, free from
mitted Encumbrances.
of Title; Title Insurance. The
good and .marketable fee simple
all encumbrances other than Per-
At the time of the delivery of the Series 1983 Bonds,
the Borrower will provide the Trustee an ALTA mortgage title in-
surance policy or appropriate binder issued by a title insurance
company acceptable to the Trustee and the original purchaser(s)
of the Bonds in the face amount of $2,500,000. Said policy or
binder will insure the Issuer and the Trustee as mortgagees; will
contain the title insurance company's standard pending
disbursement clause; and will show the Borrower as fee simple
owner of the Project Real Estate and the Building, subject only
to Permitted Encumbrances.
Any net proceeds payable either to the Trustee or the
Borrower under such policy shall, at the Borrower's option, if
there is no default hereunder, and at the Trustee's option if
there is a default hereunder be either (a) used to acquire and
construct replacement or substitute property for that to which
title has been lost and such property shall be subjected to the
lien of this Loan Agreement, or (b) used to prepay and Notes and
to redeem Bonds at the earliest possible date pursuant to the
Indenture.
Section 5.9. Maintenance and Modification of Project
Borrower. The Borrower agrees that during the term of this
Loan Agreement it will at its own expense (i) keep the Project in
reasonably safe condition and (ii) keep all buildings and all im-
provements forming a part of the Project in good repair and in
good operating condition, making from time to time all necessary
repairs thereto and renewals and replacements thereof. The Bor-
rower may, at its own expense, or pursuant to the provisions of
Section 5.23 hereof, make from time to time any additions or al-
terations to the Project it may deem desirable for its business
purposes that do not adversely affect the operation of the Proj-
ect. Except as provided in Section 5.23 hereof, such additions
and alterations so made by the Borrower shall be on the Project
Real Estate and shall become a part of the Project. The Borrower
shall not permit any mechanics' or other liens to be established
or remain against the Project for labor or materials furnished in
connection with any additions, modifications, improvements, re-
pairs, renewals or replacements so made by it; provided, the Bor-
rower may in good faith contest any mechanics' or other liens
-29-
filed or established or remaining against the Project for labor
or materials furnished in connection with any additions, modifica-
tions, improvements, repairs, renewals or replacements so made by
it; and in such event may permit the items so contested to remain
undischarged and unsatisfied during the period of such contest
and any appeal therefrom, provided that adequate reserves, in ac-
cordance with generally accepted accounting principles, are main-
tained for the payment of such liens during the pendency of such
contest. and appeal, unless the Trustee shall notify the Borrower
that, in the opinion of Independent Counsel, by nonpayment of any
such items the lien of this Agreement as to any material part of
the Project will be materially and imminently endangered or the
Project or any material part thereof will be subject to imminent
loss or forfeiture, in which event the Borrower shall promptly
pay and cause to be satisfied and discharged all such unpaid items.
The Issuer will at the expense of the Borrower cooperate fully
with the Borrower in any such contest.
Section 5.10. Insurance Required. From commencement
of the construction of the Project and throughout the term of
this Agreement, the Borrower shall keep the Project or cause the
same to be kept continuously insured against such risks as are
customarily insured against by businesses of like size and type,
paying as the same become due all premiums in respect thereto,
including but not necessarily limited to:
(a) Insurance upon the repair or replacement basis if
available, and otherwise to 100$ of the full insurable value
of the Project (with such deductible provisions as are cus-
tomarily included in policies of such insurance negotiated
with respect to entities of similar size and character)
against loss or damage by fire and lightning, with uniform
standard extended coverage endorsement limited only as may
be provided in the standard form of extended coverage en-
dorsement at the time in use in the State, provided that
such insurance need not be taken out until the construction
of the Building has commenced or materials for such
construction or installation have been stored on the Project
Real Estate.
(b) Boiler explosion insurance on steam boilers, pres-
sure vessels and pressure piping in an amount not less than
repair or replacement cost (with such deductible provisions
as are customarily included in policies of such insurance
negotiated with respect to entities of similar size and cha-
racter), provided that such insurance need not be taken out
until the steam boilers, pressure vessels and pressure pip-
ing have been installed in the Project.
(c) Insurance to the extent of $500,000 per person and
$1,000,000 per occurrence against liability for bodily injury,
including death resulting therefrom, and to the extent of
Y500,000 per occurrence against liability for damage to prop-
erty, including loss of use thereof in connection with the
Project.
-30-
(d) During the Construction Period builders' risk in-
surance on a full completed value basis and surety and labor
and materials payment bonds to the extent that such insur-
ance and bonds are not carried by contractors working on the
Project.
(e) Use and occupancy insurance or business interrup-
tion or rental income insurance, covering loss of revenues
by reason of the total or partial suspension of, or interrup-
tion in, the operation of the Project caused by damage to or
destruction of any part of the Project, with such exceptions
as are customarily imposed by insurers, covering a period of
suspension or interruption and in such amounts as will pro-
vide revenues equal to 100$ of the annual rentals payable by
any lessee under any lease during the entire term of the
lease of the Project, if any.
Section 5.11. A lication of Net Proceeds of
Insurance. The Net Procee s of the insurance c- arri d pursuant to
the provisions of Sections 5.10(a) and 5.10(b) hereof shall be
paid and applied as provided in Section 5.15 hereof; and the Net
Proceeds of insurance carried pursuant to the provisions of Sec-
tion 5.10(c) hereof shall be applied toward extinguishment or sa-
tisfaction of the liability with respect to which such insurance
proceeds have been paid.
Section 5.12. Additional Provisions Res ectin
Insurance. All insurance required in Section 5.10 ereo shall
be taken out and maintained in generally recognized responsible
insurance companies qualified to do business in the State of Il-
linois, selected by the Borrower. All policies evidencing such
insurance shall name the Borrower as insured, and the Trustee,
the Issuer and the Borrower's successors, or assigns (as appro-
priate) as additional insureds as their respective interests may
appear, and the policies required by Sections 5.10 (a) , 5.10 (b) ,
5.10 (d) and 5.10(e) hereof shall contain standard mortgagee
clauses requiring that all Net Proceeds of insurance resulting
from any claim in excess of $50,000 for loss or damage covered
thereby be paid to the Trustee; provided, however, that all
claims regardless of amount may be adjusted by the Borrower or
its successors, or assigns (as appropriate) with the insurers,
subject to approval of the Trustee as~to any settlement of any
claim in excess of $50,000. A certificate or certificates of the
insurers that such insurance is in force and effect shall be
deposited with the Trustee; and prior to the expiration of any
such policy the Borrower shall furnish the Trustee with evidence
satisfactory to the Trustee that the policy has been renewed or
replaced. In lieu of separate policies, the Borrower may main-
tain one or more blanket policies of insurance having the cover-
age required by Section 5.10 hereof.
-31-
Section 5.13. Advances ~ Issuer or Trustee. In the
event the Borrower sFiall fail to mainta- in he full in urance cov-
erage required by this Agreement or shall fail to keep the Proj-
ect in reasonably safe condition, or shall fail to keep the Proj-
ect in good repair and good operating condition, the Issuer or
the Trustee nay (but shall be under no obligation to) take out
the required policies of insurance and pay the premiums on the
same or make the required repairs, renewals and replacements; and
all amounts so advanced therefor by the Issuer or the Trustee
shall become an additional obligation of the Borrower to the one
making the advancement, which amounts, together with interest
thereon at the maximum rate described in Section 4.2 hereof in
connection with overdue principal and interest, from the date
thereof, the Borrower agrees to pay on demand.
Section 5.14. Workmen's Compensation Coverage. During
the Construction Period and throughout the term of the Loan Agree-
ment, the Borrower shall maintain or cause to be maintained, in
connection with the Project, the Workmen's Compensation coverage
required by the laws of the State of Illinois.
Section 5.15. Damage and Destruction. In the event
the Project or any part thereof shall be destroyed or damaged and
the Borrower shall elect to exercise its option to prepay the Se-
ries 1983 Note pursuant to the provisions of Section 7.2(a) here-
of (in which event the Borrower shall apply the Net Proceeds to
the prepayment of the Series 1983 Note and the redemption of the
Series 1983 Bonds), the Borrower shall not be required to comply
with the provisions of the next succeeding paragraph.
Subject to the provisions of the previous paragraph, if
prior to full payment of the Series 1983 Bonds (or provision for
payment thereof having been made in accordance with the provi-
sions of the Indenture) the Project is damaged or destroyed (in
whole or in part) by fire or other casualty then the proceeds of
all insurance carried pursuant to Sections 5.10(a), 5.10(b) and
5.10 (e) hereof shall be applied as provided below. To the extent
that the claim for loss under the insurance policies required to
be carried pursuant to Sections 5.10(a), 5.10(b) and 5.10(e)
hereof resulting from such damage or destruction is:'
(a) not greater than $50,000, the Borrower (i) shall
promptly repair, rebuild or restore the Project to substan-
tially the same condition thereof as existed prior to the
event causing such damage or destruction with such changes,
alterations and modifications (including the substitution
and addition of other property) as may be desired by the
Borrower and as will not impair the value or the character
of the Project, and (ii) will apply for such purpose as much
as may be necessary of any Net Proceeds of insurance result-
ing from such claims for losses.
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(b) in excess of $50,000, the Borrower shall promptly
give written notice thereof to the Trustee. All Net Proceeds
of insurance resulting from such claims for losses in excess
of $50,000 shall be paid to and held by the Trustee in a
separate trust account, whereupon the Borrower shall proceed
promptly to repair, rebuild or restore the Project to
substantially the same condition thereof as existed prior to
the event causing such damage or destruction with such
changes, alterations and modifications (including the sub-
stitution and addition of other property) as may be desired
by the Borrower and as will not impair the value or the cha-
racter of the Project, whereupon the Trustee shall apply so
much as may be necessary of the Net Proceeds of such insur-
ance to payment of the costs of such repair, rebuilding or
restoration either on completion thereof or as the work pro-
gresses.
Any payments made by the Trustee of Net Proceeds held
by the Trustee pursuant to the provisions of subsection (b) above
shall be made upon receipt by the Trustee of requisitions in sub-
stantially the same form as the requisitions described in Section
3.3 hereof, provided, however, that no payments by the Trustee of
such Net Proceeds for such purposes shall be made by the Trustee
unless and until the Trustee shall have first received:
1. The written certification of an Independent Archi-
tect or Independent Engineer as to the total costs to be in-
curred in connection with the repair, rebuilding or restora-
tion of the Project, as aforesaid, and
2. Evidence satisfactory to the Trustee that suffi-
cient funds are available to carry out the repair, rebuild-
ing or restoration of the Project, as aforesaid.
Any balance of such Net Proceeds remaining after pay-
ment of all costs of such repair, rebuilding or restoration shall
be applied to the prepayment of the Notes and the redemption of
the Bonds. If the Bonds have been fully paid (or provision
therefor has been made in accordance with the Indenture), all Net
Proceeds shall be paid to the Borrower.
Subject to the provisions of the first paragraph of
this Section, in the event the Net Proceeds are not sufficient to
pay in full the costs of any such repair, rebuilding or restora-
tion, the Borrower shall nonetheless complete said work and shall
pay that portion of the costs thereof in excess of the amount of
said Net Proceeds.
The Borrower shall not, by reason of the payment of
such excess costs, be entitled to any reimbursement from the Is-
st}er or the Trustee of any abatement or diminution of the amounts
payable under Section 4.2 hereof.
-Ss-
Any moneys held by the Trustee under the provisions of
this Section, shall, at the written request of the Borrower, be
invested or reinvested by the Trustee as specified by the Autho-
rized Borrower Representative in such request in investments au-
thorized by Section 3.7 hereof. Any earnings or profits on such
investments shall be considered as part of the Net Proceeds and
the Borrower shall forthwith pay to the Trustee the amount of any
losses on such investments.
Section 5.16. Condemnation. In the event title to, or
temporary use of, all or any part of the Project shall have been
taken by the exercise of the power of eminent domain and the Bor-
rower shall elect to exercise its option to prepay the Series
1983 Note in whole or in part pursuant to the provisions of Sec-
tions 7.2(b) or 7.2(d) hereof (in which event the Borrower shall
apply the Net Proceeds to the prepayment of the Series 1983 Note
and the redemption of the Series 1983 Bonds), the Borrower shall
not be required to comply with the provisions of the next succeed-
ing paragraph.
Subject to the provisions of the previous paragraph, if
prior to the full payment of the Series 1983 Bonds (or provision
for payment thereof having been made in accordance with the pro-
visions of the Indenture) title to, or the temporary use of, the
Project or any part thereof shall be taken by the exercise of the
power of eminent domain, the Issuer, the Borrower and the Trustee
shall cause the Net Proceeds received by them or any of them from
any award made in such eminent domain proceedings, to be paid to
and held by the Trustee in a separate trust account, to be applied
in one or more of the following ways as shall be directed in
writing by the Borrower:
(a) To the restoration of the Project to substantially
the same condition thereof as existed prior to the exercise
of the said power of eminent domain; or
(b) To the acquisition of other suitable land and the
acquisition, by construction or otherwise, of improvements
consisting of a building or buildings, facilities, machinery,
equipment or other properties suitable for the Borrower's
operations at the Project (which improvements shall be deemed
a part of the Project and available for use and occupancy by
the Borrower); provided, that such improvements shall be ac-
quired by the Borrower subject to the lien of this Agreement
and to no other liens or encumbrances other than Permitted
Encumbrances.
Any payments made by the Trustee of Net Proceeds held
by the Trustee pursuant to the provisions of subsections (a) or
(b) above shall be made upon receipt by the Trustee of requisi-
tions in substantially the same form as the requisitions described
in Section 3.3 hereof, provided, however, that no payments by the
Trustee of such Net Proceeds for such purposes shall be made by
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the Trustee unless and until the Trustee shall have first received
the certificate and evidence described in Sections 5.15.1 and
5.15.2 hereof.
Any balance of the Net Proceeds of the award in such
eminent domain proceedings remaining after payment of all costs
of such repair, rebuilding or restoration shall be paid into the
Bond Fund. If the Bonds have been fully paid (or provision for
payment thereof has been made in accordance with the provisions
of the Indenture), all Net Proceeds shall be paid to the Borrow-
er. '
Subject to the provisions of the first paragraph of
this Section, in the event the Net Proceeds are not sufficient to
pay in full the costs of any such repair, rebuilding or restora-
tion, the Borrower shall nonetheless complete said work and shall
pay that portion of the costs thereof in excess of the amount of
said Net Proceeds.
The Borrower shall not, by reason of the payment of
such excess costs, be entitled to any reimbursement from the Is-
suer or the Trustee of any abatement or diminution of the amounts
payable under Section 4.2 hereof.
Any moneys held by the Trustee under the provisions of
this Section, shall, at the written request of the Borrower, be
invested or reinvested by the Trustee as specified by the Autho-
rized Borrower Representative in such request in investments au-
thorized by Section 3.7 hereof. Any earnings or profits on such
investments shall be considered as part of the Net Proceeds and
the Borrower shall forthwith pay to the Trustee the amount of any
losses on such investments.
Section 5.17. Condemnation of Property not Constituting
a Part of the Project. The Borrower shall be entitled to the Net
Proceeds of any condemnation award or portion thereof made for
damages to or taking of its property not included in the Project.
Section 5.18. Issuer's and Trustee's Right of Access
to the Pro~ec~-The Borrower agrees that during the term of t~iis
Agreement the Issuer and the Trustee and their duly authorized
agents or representatives shall have the right at reasonable times
to enter upon and examine and inspect the Project, including such
rights of access to the Project as may be reasonably necessary
(a) for the proper maintenance of the Project in the event of the
failure of the Borrower to perform its obligations to maintain
the Project in accordance with the terms of this Loan Agreement,
(b) to determine that the Borrower has acquired and constructed
the Project, and (c) to determine that the Borrower is using the
Project or causing the Project to be used for the purposes set
forth in Section 2.2(b) hereof. The rights of access hereby re-
served to the Issuer and the Trustee may be exercised only after
any of their authorized agents or representatives shall have
executed release of liability and secrecy agreements in the forms
-35-
then currently used by the Borrower or its successors or lessees,
as appropriate. Nothing contained in this Loan Agreement shall
be construed to entitle the Issuer or the Trustee to any informa-
tion involving confidential materials of the Borrower or its suc-
cessors or lessees, as appropriate.
Section 5.19. Release of Certain Land. The parties
hereto reserve the right at any time and from time to time to re-
lease and remove from the lien of this Agreement (i) any unim-
proved part of the Project (on which neither the Building nor the
Equipment constituting a portion of the Project is situated and
which is not necessary to the operation of the Project, but upon
which transportation or utility facilities may be situated) on
which the Borrower then proposes to construct, or cause to be
constructed, improvements or (ii) any part (or interest in such
part) of the Project with respect to which the Borrower proposes
to grant an easement or convey fee title to a railroad, public
utility or public body in order that railroad, utility services
or public services may be provided, that if, at the time any such
release is made, any of the Bonds, are Outstanding, there shall
be deposited with the Issuer, the Letter of Credit Bank and the
Trustee the following:
(a) A copy of the said release as executed.
(b) A certificate of the Borrower approving such amend-
ment and stating that the Borrower is not in default under
any of the provisions of this Loan Agreement.
(c) A copy of any agreement wherein the Borrower agrees
to construct, or cause to be constructed, improvements on
the portion of the Project to be released or a copy of the
instrument granting the easement or conveying the title to a
railroad, public utility or public body.
(d) A certificate of an Independent Engineer who is
acceptable to the Trustee, dated not more than sixty days
prior to the date of the release and stating that, in the
opinion of the person signing such certificate, (i) the por-
tion of the Project so proposed to be released is necessary
or desirable in order to obtain railroad, utility services
or public services to benefit the Project or is not other-
wise needed for the operation of the Project for the purposes
hereinabove stated and (ii) the release so proposed to be
made will not impair the usefulness of the Project for the
purposes set forth in Section 2.2(b) hereof and not destroy
the means of ingress thereto and egress therefrom.
(e) An amount equal to the appraised value of the land
to be released, which shall be applied to the prepayment of
the Notes and the redemption of the Bonds. Any other con-
sideration received by the Borrower shall be the property of
the Borrower.
-36-
And, provided further, if such release relates to a
part of the Project upon which transportation or utility fa-
cilities are located, the Borrower shall retain an easement
to use such transportation or utility facilities to the ex-
tent necessary for the efficient operation of the Project
for the purposes set forth in Section 2.2 (b) hereof.
If all of the conditions of this Section are met, the
parties hereto shall be authorized to release any such property
from the lien of this Loan Agreement.
Section 5.20. Granting of Easements. If no event of
default un ec3 r tFis Loan Agreement s~ia1T a~ve happened and be con-
tinuing, the Borrower may at any time or times grant easements
(including party wall agreements) , licenses, rights of way (in-
cluding the dedication of public highways) and other rights or
privileges in the nature of easements with respect to any proper-
ty included in the Project, or the Borrower may release existing
easements, licenses, rights of way and other rights or privileges
with or without consideration, and the Issuer agrees that it shall
execute and deliver and will use its best efforts to cause the
Trustee to execute and deliver any instrument necessary or ap-
propriate (including the subordination of this Loan Agreement and
the Indenture to the lien of such easement) to confirm and grant
or release any such easement, license, right of way or other right
or privilege upon receipt of: (i) a copy of the instrument of
grant or release; (ii) a written application signed by the Bor-
rower requesting such instrument; and (iii) a certificate executed
by the Borrower stating (1) that such grant or release is not de-
trimental to the proper conduct of the business of the Borrower,
and (2) that such grant or release will not impair the effective
use or interfere with the operation of the Project for the
purposes set forth in Section 2.2(b) hereof and will not weaken,
diminish or impair the security intended to be given by or under
this Loan Agreement. Any money consideration received in
connection with the granting of an easement pursuant to this
Section shall be applied to the prepayment of the Notes and the
redemption of the Bonds, and any other consideration received
shall be the property of the Borrower.
Section 5.21. Use of Part Walls. If no event of de-
fault shall have happened and be continuing under this Loan Agree-
ment, the Borrower may, at its own expense, connect or "tie-in"
walls (including use of existing walls for the support of future
adjacent buildings), and utilities and other facilities located
on the Project Real Estate to other facilities erected on real
property adjacent to or near the Project Real Estate or partly on
such adjacent real property and partly on the Project Real Estate,
or in connection with the expansion or improvement of any building
on the Project Real Estate, tear down any wall of such building
and build an addition to such building (either on the Project or
on real property adjacent thereto), if the Borrower: (a)
furnishes the Issuer and the Trustee a certificate of an In-
dependent Engineer to the effect that such expansion, addition or
-37-
connection and the "tie-in" of walls, utilities and other facili-
ties will not impair the operating unity of the Project; and (b)
at its option, either (i) subjects the real property on which
such expansion or addition is built to the lien of this Loan
Agreement; (ii) deposits in escrow with the Trustee (under a
separate agreement containing terms not inconsistent herewith)
sufficient moneys to restore the Project to its original
condition, if necessary; (iii) deposits with the Trustee a surety
bond for the restoration of the Project to its original
condition, if necessary; or (iv) takes such action as may be
satisfactory to the Issuer and the Trustee assuring that the
Project will, if necessary, be restored to its original
condition.
Section 5.22. Reserved.
Section 5.23. Installation of Borrower's Own Machinery
and Equipment. The Borrower may have heretofore, and, while it
is not in default hereunder, the Borrower may from time to time,
in the future, in its sole discretion and at its own expense in-
stall machinery and equipment on the Site. All machinery and
equipment so installed (except that listed on Exhibit B hereto)
by the Borrower shall remain the sole property of the Borrower
(or any third party from whom it may be leased or who shall have
provided such machinery and equipment under agreement with the
Borrower reserving title to such third party) in which neither
the Issuer nor the Trustee nor the Bondholders shall have any in-
terest and the same shall not be subject to the lien and security
interest of this Agreement unless specifically described therein
and the same may be removed or modified at any time. In the event
such removal causes damage to the Project, the Borrower shall re-
store or repair such damage at its sole expense.
Section 5.24. Removal of Project Equipment. The Bor-
rower shall not be under any obligation to renew, repair or re-
place any inadequate, obsolete, worn out, unsuitable, undesirable
or unnecessary Project Equipment. If no event of default under
this Loan Agreement shall have happened and be continuing, in any
instance where the Borrower in its discretion determines that any
items constituting the Project Equipment have become inadequate,
obsolete, worn out, unsuitable, undesirable or unnecessary, the
Borrower may remove such items of Project Equipment from the Pro-
ject Site and sell, trade-in, exchange or otherwise dispose of
them (as a whole or in part) without any responsibility or account-
ability to the Municipality therefor, provided that the
Borrower shall either:
(1) Substitute (either by direct payment of the cost
thereof or by advancing the funds necessary therefor) and install
or construct anywhere on the Project Site other machinery, equip-
ment or related property having equal or greater utility (but not
necessarily having the same function) in the operation of the Pro-
ject for the purpose for which it is intended, provided such re-
moval and substitution shall not impair the nature of the Project,
-38-
all of which substituted machinery, equipment or related property
shall be free of all liens and encumbrances (other than Permitted
Liens) and shall become a part of the Project Equipment; or
(2) Not make any such substitution and installation,
provided
(a) that in the case of the sale of any such Pro-
ject Equipment, the Borrower shall pay into the Bond Fund
the proceeds from such sale or the scrap value thereof, as
the case may be and
(b) that in the case of the trade-in of such Pro-
ject Equipment for other equipment not to be installed in
the Building or on the Project Real Estate, the Borrower
shall pay into the Bond Fund the amount of the credit re-
ceived by it in such trade-in.
The removal from the Project Real Estate of any portion of
the Project Equipment pursuant to the provisions of this Section
shall not entitle the Borrower to any abatement or diminution of
any amounts payable under Section 4.2 hereof.
The Borrower shall promptly report to the Trustee each
such removal, substitution, sale and other disposition of any items
of the Project Equipment having a depreciated value (calculated
in accordance with generally accepted accounting practice) aggregat-
ing more than $50,000 or certify annually to the Trustee, upon
request received from the Trustee, that no such removal, sale,
trade-in, substitution, or other disposition has occurred. The
Borrower will pay to the Trustee such amounts as are hereby re-
quired which shall be paid into the Bond Fund promptly after the
sale, trade-in, or other disposition requiring such payment.
The Borrower will pay any costs, including counsel's fees, incur-
red in subjecting to the lien of the security interest herein and
hereby created, any items of machinery or equipment that under
the provisions of this Section are to become part of the Project
Equipment. The Borrower will not remove or permit the removal
of, any of the Project Equipment from the Project Real Estate ex-
cept in accordance with the provisions of this Section.
Upon compliance with this Section, the Issuer agrees to
deliver or cause the Trustee to deliver any releases deemed neces-
sary by the Borrower in regard to the removal of such portion of
the Project Equipment.
(End of Article V)
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ARTICLE VI
Events of Default and Remedies
Section 6.1. Events of Default and Remedies. If any
of the follo niw g events occur it is hereby defined and declared
to be and to constitute an "event of default" under this Agree-
ment:
(a) Failure by the Borrower to pay or cause to be paid
when due the` principal of, premium, if any, or interest on
any of the Notes (or any installment thereof) (whether at
maturity, pursuant to the prepayment provisions hereof, or
otherwise).
(b) Failure by the Borrower to observe and perform any
covenant, condition or agreement in this Agreement on the
part of the Borrower to be observed or performed, other than
as referred to in Subsection (a) of this Section, for a pe-
riod of 30 days after written notice specifying such failure
and requesting that it be remedied, given to the Borrower
by the Issuer or the Trustee, unless the Issuer and the
Trustee shall agree in writing to an extension of such time
prior to its expiration; or in the case of any such default
which cannot be cured within such 30-day period, it shall
not constitute an event of default if corrective action is
instituted by the Borrower within such 30-day period and
diligently pursued until the default is corrected.
(c) The filing by the Borrower of a voluntary petition
in bankruptcy, or failure promptly to lift or bond in a
manner satisfactory to the Trustee any execution, garnish-
ment or attachment of such consequence as will impair the
ability of the Borrower, including the beneficial owner
thereof, to carry out its obligations under this Agreement,
or adjudication of the Borrower, as a debtor in bankruptcy
or if a petition or answer proposing the adjudication of the
Borrower as a debtor in bankruptcy shall be filed in any
court and such petition or answer shall not be discharged or
uenied within 60 days after the filing thereof, or if the
Borrower shall admit in writing its inability to pay its or
any of their debts generally as they become due, or a
receiver, trustee, assignee, liquidator, sequestrator or
similar official of the Borrower or of all or any sub-
stantial portion of the Project or its property shall be ap-
pointed in any proceeding brought against the Borrower and
shall not be discharged within 60 days after such appoint-
ment or if the Borrower shall apply for consent to or acqui-
esce in such appointment, or assignment by the Borrower for
the benefit of its creditors, or the entry by the Borrower
into any agreement of composition with its creditors, or the
approval by a court of competent jurisdiction of a petition
applicable to the Borrower in any proceeding for its reorga-
nization instituted under the provisions of the general
-40-
bankruptcy act, as amended, or under any similar act in any
domestic or foreign jurisdiction which may now be in effect
or hereafter enacted.
(d) Any termination of the possessory interest of the
Borrower in the Project.
(e) A default or other failure to perform in
connection with the payments required or the full and
complete performance of all of the agreements, undertakings
and covenants contained in any guaranty agreement or
guaranty and indemnification agreement or contingent
purchase agreement or reimbursement agreement or other
agreement in connection with which it is specifically
provided in such guaranty agreement or in such guaranty and
indemnification agreement or contingent purchase agreement
or reimbursement agreement or other agreement, with specific
reference to this Indenture, that a default or other failure
to perform in connection with such guaranty agreement or
guaranty and indemnification agreement or contingent
purchase agreement or reimbursement agreement or other
agreement shall constitute a default hereunder. The
foregoing shall include any Letter of Credit or
Reimbursement Agreement.
(f) Default in the due and punctual payment of any
interest on any Bond.
(g) Default in the due and punctual payment of the
principal of any Bond (or premium thereon, if any), whether
at the stated maturity thereof, or upon proceedings for
redemption thereof.
The foregoing provisions ~f subsection (b) of this Sec-
tion are (except as otherwise provided below) subject to the fol-
lowing limitations: If by reason of force majeure the Borrower
is unable in whole or in part to carry out the agreements of the
Borrower on its part herein contained (other than the obligations
on the part of the Borrower contained in Article IV and VII and
Sections 5.6 and 5.7 hereof, to which the force majeure provisions
of this paragraph shall have no application) the Borrower shall
not be deemed in default during the continuance of such inability.
The term "force majeure" as used herein shall mean, without limit-
ation, the following: acts of God, strikes, lockouts or other
industrial disturbances; acts of public enemies; orders of any
kind of the government of the United States or of the State of
Illinois or any of their departments, agencies, or officials, or
any civil or military authority; insurrections; riots; epidemics;
landslides; lightning; earthquake; fire; hurricanes; storms;
floods; washouts; droughts; arrests; restraint of government and
people; civil disturbances; explosions; breakage or accident to
,~,achinery, transmission pipes or canals; partial or entire fail-
ure of utilities; or any other cause or event not reasonably
within the control of the Borrower, it being agreed that the set-
tlement of strikes, lockouts and other industrial disturbances
-41-
shall be entirely within the discretion of the Borrower, and the
Borrower shall not be required to make settlement of stri}:es, lock-
outs and other industrial disturbances by acceding to the demands
of the opposing party or parties when such course is, in the judg-
ment of the Borrower, unfavorable to the Borrower.
During the occurrence and continuance of any event of
default hereunder, the Issuer shall have the following rights and
remedies, in addition to any other remedies herein or by law pro-
vided, it being expressly understood that all rights and remedies
granted the Issuer under this Article shall extend to and be exer-
cisable by the Trustee for the benefit of the holders of the Bonds,
that all rights and remedies granted the Zssuer under this Article
may be exercised by the Issuer only with the prior written consent
of the Trustee and that the Trustee shall not be required to ob-
tain the prior written consent of the Issuer in order to exercise
any of said rights or remedies:
I. Acceleration of Maturity; Waiver of Default and kes-
cission of Acceleration. The Issuer may, and with respect to
an event of default under subsections (f) and (g) of this
Section shall immediately, by written notice to the Borrower,
declare the principal of the Notes (if not then due and pay-
able) to be due and payable immediately, and upon any such
declaration the principal of the Notes together with all ac-
crued interest shall become and be immediately due and pay-
able, anything in the Notes or in this Agreement contained to
the contrary notwithstanding. This provision, however, is
subject to the condition that if, at any time after the prin-
cipal of the Notes shall have been so declared and become due
and payable and prior to the date of any sale or lease of any
part of the Project pursuant to this Article, all arrears of
principal and interest, if any, upon the Nctes and the ex-
penses of the Issuer shall be paid by the Borrower, and every
other default in the observance or performance of any covenant,
condition or agreement in the Notes, in this Agreement con-
tained shall be made good, or be secured, to the satisfaction
of the Issuer, or provision deemed by the Issuer to be ade-
quate shall be made therefor, then and in every such case the
Issuer by written notice to the Borrower may waive the event
of default by reason of which the principal of the Notes plus
accrued interest shall have been so declared and become due
acid payable, and may rescind and annul such declaration and
its consequences; but no such waiver, rescission or annulment
shall extend to or affect any subsequent event of default or
impair any right consequent thereon.
II. Issuer May Enter and Take Possession, Operate and
Apply Income. The Issuer, personally or by its agents or at-
torneys, may enter into and upon all or any part of the Proj-
ect and each and every part thereof, and may exclude the Bor-
rower, its agents and servants wholly therefrom; end having
and holding the same, may use, operate, lease, manage and con-
trol the Project for any lawful purpose, provided that each
-42-
such use, operation, lease, management and control of the Proj-
ect be permitted by law, and upon every such entry, the
Issuer at the expense of the Borrower from time to time,
either by purchase, repairs or construction, may maintain and
restore the Project whereof it shall become possessed as afore-
said, and may insure and reinsure the same as may seem to it
to be judicious; and likewise, from time to time at the ex-
pense of the Borrower, the Issuer may make all necessary or
proper repairs, renewals and replacements and alterations,
additions, betterments and improvements thereto and thereon
as to it may seem judicious; and the Issuer shall be entitled
to collect and receive all earnings, revenues, rents, issues,
profits and income of the same and every part thereof.
III. P.ight to Bring Suit, Foreclosure, Etc. The Issuer
with or without entry, personally or by attorney, may in its
discretion proceed to protect and enforce its rights by a
suit or suits in equity or at law, whether for dan-ages or for
the specific performance of any covenant or agreement con-
tained in the Notes or this Agreement, or in aid of the exe-
cution of any power herein granted, or for any foreclosure
hereunder, provided, however, that all costs incurred by the
Issuer under this Article shall be paid to the Issuer by the
Borrower on demand.
Section 6.2. Foreclosure of Project. Pursuant to the
r;~oi~l:gage on and security interest in the Project hereby created,
foreclosure shall be in accordance with applicable laws.
Section 6.3. Sale a Bar. Any sale or sales pursuant to
Section 6.2 hereof shall operate to divest all estate, right, ti-
tle, interest, claim or demand whatsoever, whether at law or in
equity, of the Borrower, in and to the premises, property, privi-
leges and rights so sold, and shall be a perpetual bar both at law
and in equity against the Borrower, its successors and assigns,
and against any and all persons claiming or who may claim the
same, or any part thereof, from, through or under the Borrower,
its successors or assigns.
Section 6.4. Recei t Sufficient Dischar a for
Purchaser. The receipt o the Issuer or of t e court officer con-
ducting any such sale for the purchase money paid at any such sale
shall be a sufficient discharge therefor to any purchaser of the
property, or any part thereof, sold as aforesaid; and no such pur-
chaser or his representatives, grantees or assigns, after paying
such purchase money and receiving such a receipt, shall be bound
to see to the application of such purchase money upon or for the
purposes of this Agreement, or shall be answerable in any manner
whatsoever for any loss, misapplication or non-application of any
such purchase money or any part thereof, nor shall any such pur-
chaser be bound to inquire as to the necessity or expediency of
any such sale.
-43-
Section 6.5. Sale to Accelerate Notes. In the event of
any sale pursuant to Section 6.2 hereof or in the event of the ac-
celeration of the Bonds pursuant to Section 1002 of the Indenture,
the principal of and accrued interest on the Notes, if not previ-
ously due, immediately thereupon shall become due and payable, any-
thing in the Notes or this Agreement tc~ t-hE contrary notwithstand-
ing.
Section 6.6. Application of Proceeds. All moneys re-
ceived by the Issuer or the Trustee pursuant to any right given or
action taken under the provisions of this Article shall, after pay-
ment of the costs and expenses of the proceedings resulting in the
collection of such money and of the expenses, liabilities and ad-
vances incurred or made by the Issuer ar the Trustee, be deposited
in the Bond Fund and all moneys in the Bond Fund shall be applied
as follows:
(a) Unless the principal of the Notes shall have become
or shall have been declared due and payable, all such moneys
shall be applied:
FIRST - To the payment of all installments of inter-
est then due on the Notes, in the order of the maturity
of the installments of such interest and, if the amount
available shall not be sufficient to pay in full any par-
ticular installment, then to the payment ratably, accord-
ing to the amount due on such installment, without any
discrimination or privilege; and
SECOND - To the payment to the unpaid principal of
and premium, if any, on any of the Notes which shall have
become due (other than Notes or portions thereof for which
payment has been made or provided for), in the order of
the due dates of the principal installments thereof, with
interest on such Notes or portions thereof from the res-
pective dates and, if the amount available shall not be
sufficient to pay in full principal of, premium, if any,
and interest on the dotes due on any particular date,
then to the payment ratably, according to the amount of
the principal, interest, and premium, if any, due on
such date, without any discrimination or privilege.
(b) If the principal of all the Notes shall have become
due or shall have been declared due a.rd payable, all such
moneys shall be applied to the payment of the principal, prem-
ium, if any, and interest then due and unpaid upon the Notes,
without preference or priority of principal over interest or
premium or of interest over principal or premium or premium
over principal or interest or of any installment of principal
or interest over any other installment of principal or inter-
est over any other installment of principal or interest, or
of any Note over any other Note, ratably, according to the
amounts due respectively for principal, premium, if any, and
interest, without any discrimination or privilege.
(c) If the principal of all the Notes shall have been
decla
-44-
red due and payable, and if such declaration shall
thereafter have been rescinded and annulled under the pro-
visions of this Article then, subject to the provisions of
paragraph (b) of this Section in the event that the principal
of all the Notes shall later become due or be declared due
and payable, the moneys shall be applied in accordance with
the provisions of paragraph (a) of this Section.
• Whenever moneys are to be applied pursuant to the pro-
vision of this Section, such moneys shall be applied at such times,
and from time to -time as the Trustee shall determine, having due
regard to the amount of such moneys available for such application
in the future. Whenever the Trustee shall apply such funds, it
shall fix the date (which shall be an interest payment date unless
it shall deem another date more suitable) upon which such applica-
tion is to be made and upon such date interest on the amounts of
principal to be paid on such date shall cease to accrue.
Whenever all principal of, premium, if any, and interest
on all Bonds have been paid under the provisions of this Section
and all expenses and charges of the~Trustee shall have been paid,
any balance remaining in the Bond Fund shall be paid to the Borrow-
er as provided in Section 510 in the Indenture.
Notwithstanding any other provision of this Agreement to
the contrary, any payment by the Letter of Credit Bank to the
Trustee pursuant to the Reimbursement Agreement and the Letter of
Credit shall be applied only to pay the principal of, premium, only
in connection with the interest on the Series 1983 Bonds becoming
subject to Federal income taxation, and interest on the Series 1983
Bonds, and not otherwise.
Section 6.7. Appointment of Receiver. The Borrower
further covenants t~Fiat upon the happening of any event of default
and thereafter during the continuance of such event of default un-
less the same shall have been waived as hereinbefore provided, the
Issuer shall be entitled as a matter of right if it shall so elect,
(i) forthwith and without declaring the principal of the Notes to
be due and payable, or (ii) after declaring the same to be due and
payable, or (iii) upon the filing of a bill in equity to foreclose
this Agreement or to enforce the specific performance hereof or in
aid thereof or upon the commencement of any other judicial proceed-
ing to enforce any right of the Issuer, to the appointment of a
receiver or receivers of the Project and of all the earnings, rev-
enues, rents, issues, profits and income thereof, with such powers
as the court making such appointment shall confer, which may com-
prise any or all of the powers which the Issuer is authorized to
exercise by the provisions of subdivision II of Section 6.1 here-
of. The Borrower, if requested so to do by the Issuer will con-
sent to the appointment of any such receiver as aforesaid.
-45-
Section 6.8. Remedies Cumulative. No remedy herein
conferred upon or reserved to the Issuer is intended to be
exclusive of any other remedy or remedies, and each and every such
remedy shall be cumulative, and shall be in addition to every
other remedy given hereunder or now or hereafter existing at law
or in equity or by statute.
Section 6.9. Dela or Omission Not a Waiver. No delay
or omission of the Issuer to exercise any right or power accruing
upon any event of default shall in-pair any such right or power, or
shall be construed to be a waiver of any such event of default or
an acquiescence therein; and every power and remedy given by this
Agreement to the Issuer may be exercised from time to time and as
often as may be deemed expedient by the Issuer.,
Section 6.10. Waiver of Extension, Appraisement, Stay,
Laws. To the extent permitit ed by law, the Borrower will not cur-
ing the continuance of any event of default hereunder insist upon,
or plead, or in any manner whatever claim or take any benefit or
advantage of, any stay or extension of any law wherever enacted,
now or at any time hereafter in force, which may affect the cove-
nants and terms of performance of this Agreement; nor claim, take
or insist upon any benefit or advantage of any law now or hereaf-
ter in force providing for the valuation or appraisement of the
Froject, or any part thereof, prior to any sale or sales thereof
which may be made pursuant to any provision herein contained, or
pursuant to the decree, judgment or order of any court of compe-
tent jurisdiction; nor after any such sale or sales, claim or ex-
ercise any right under any statute heretofore or hereafter enacted
by the United States of America or by any state or territory; or
otherwise, redeem the property so sold or any part thereof; and
the Borrower hereby expressly waives all benefits or advantage of
any such law or laws and covenants not to hinder, delay or impede
the execution of any power herein granted or delegated to the Is-
suer or the Trustee, but to suffer and permit the execution of ev-
ery power as though no such law or laws had been made or enacted.
Section 6.11. Remedies Subject to Provisions of Law.
All rights, remedies and powers provided by this Article may be
exercised only to the extent that the exercise thereof does not
violate any applicable provision of law in the premises and all
the provisions of this Article are intended to be subject to all
applicable mandatory provisions of law which may be controlling in
the premises and to be limited to the extent necessary so that
they will not render this Agreement invalid or unenforceable under
the provisions of any applicable law.
(End of Article VI)
-46-
ARTICLE VII
Prepayment
Section 7.1. Optional Prepayment. Subject to the
provisions of Section 4.'l(z) hereof and Section 202 of the
Indenture, and as long as no event of default hereunder is
existing or continuing, the Borrower shall
have the option to prepay the Note in whole or in part on any in-
stallment payment date in inverse order of installments. To
exercise such option of prepayment, Borrower shall give written
notice to the Issuer and the Trustee not less than 60 days prior
to the installment payment date which the Borrower shall designate
as the redemption date and shall make arrangements with the
Trustee for the redemption of the Series 1983 Bonds pursuant to
Section 305 of the Indenture. Borrower shall prepay the Note in
whole or in part (as the case may be) not less than. two business
days prior to the date fixed for the redemption of the Series 1983
Bonds (in whole or in part, as the case may be), and the payment
required of the Borrower shall be the sum of the following:
(1) An amount of money to be paid into the Bond Fund
which, when added to the amount then on deposit in the Bond
Fund and not otherwise required to be applied to the payment
of current principal and interest, will be sufficient to re-
tire and redeem the then outstanding entire principal amount
of the Series 1983 Bonds or the portion of the then outstand-
ing principal amount of the Series 1983 Bonds to be retired
and redeemed (as the case may be) on the Bond redemption date
fixed pursuant to Section 305 of the Indenture, including
without limitation: 100$ of the principal amount of the Se-
ries 1983 Bonds (or portion thereof, as the case may be) to
be so redeemed; all interest accrued and to accrue to the
date of redemption on the whole or portion of the Series 1983
Bonds to be so redeemed; redemption premium (expressed as per-
centages of principal amount) set forth in Section 305 with
respect to the Series 1983 Bonds, or part thereof, in
connection with which the Series 1983 Note was issued,
and all expenses incurred or to be incurred in connection
with the prepayment of the Note and the redemption of the Se-
ries 1983 Bonds (whether in whole or in part, as the case may
he) ; plus
(2) An amount of money equal to the Trustee's and pay-
ing agent's fees and expenses under the Indenture accrued and
to accrue until such payment and redemption of the Series
1983 Bonds (whether in whole or in part, as the case may
be), including all expenses of redemption; plus
(3) An amount of money sufficient to discharge all oth-
er liabilities of the Borrower accrued under this Loan Agree-
ment, if the then entire outstanding principal amount of the
Series 1983 Bonds shall be retired and redeemed in full.
-47-
If the Series 1983 Note shall be prepaid in full in
accordance with this Section 7.1, the Series 1983 Note shall be
cancelled and returned to the Borrower. If the Series 1983 Note
shall be prepaid in part in accordance with this Section 7.1, the
Series 1983 Note shall be endorsed to show the amount of such
principal payment and the amount of the new principal and interest
installments required to be paid by the Borrower so as to pay the
Series 1983 Note in full not later than September 1, 1993.
Section 7.2. Extraordinary Prepayment In Certain Events.
Subject to the pro iv sions of Section 4.2(z) hereof, the Borrower
shall have, and is hereby granted, the option to prepay the Series
1983 Note at any time in whole but not in part, if any of the
following events shall have occurred:
(a) The Fraject shall have been damaged or destroyed by
fire or other casualty to such an extent that, (i) in the
opinion of an Independent Engineer or an Independent Archi-
tect expressed in a certificate filed with the Issuer and the
Trustee, it cannot be reasonably restored within a period of
six (6) consecutive months to the condition thereof immediate-
ly preceding such damage or destruction, (ii) in the opinion
of an Independent Engineer or an Independent Architect expres-
sed in a certificate filed with the Issuer and the Trustee,
the Borrower, its successors, lessees or assigns is thereby
prevented from carrying on its normal operations for a period
of six (6) consecutive months, or (iii) the cost of reconstruc-
tion would exceed the total amount of Net Proceeds of insurance
carried thereon pursuant to the requirements of Sections
5.10(a) and 5.10 (b) hereof by more than $500,000. Any prepay-
ment under this Subsection (a) may be made with proceeds of
the "loss of rents" coverage required by Section 5.10 (e) here-
of.
(b) Title to, or the temporary use of, all or a sub-
stantial portion of the Project shall have been taken under
the exercise of the power of eminent domain (or by conveyance
in lieu thereof) by any governmental authority or person,
firm or corporation acting under governmental authority
which results, in the opinion of an Independent Engineer or
an Independent Architect expressed in a certificate filed
with the Issuer and the Trustee, in the Borrower, its
successors, lessees or assigns being thereby prevented from
carrying on their normal operations therein for a period of
six (6) consecutive months.
(c) As a result of any changes in the Constitution of
the State or the Constitution of the United States of Ameri-
ca, of any legislative or administrative action (whether
state or federal), or by any final decree, judgment or order
of any court or administrative body (whether state or feder-
al) entered after the contest thereof by the Borro~:er in good
faith, this Agreement shall have become void or unenforceable
or impossible of performance in accordance with the intent
-48-
and purposes of the parties as expressed in this Agreement,
or unreasonable burdens or excessive liabilities shall have
been imposed on the Issuer or the Borrower, including,
without limitation, federal, state, ad valorem, property,
income or other taxes not being imposed on the date of this
Agreement.
The Borrower shall also have, and is hereby
granted, the option to prepay the Series 1983 Note at any
time in part, if the following event shall have occurred:
(d) Title to or the temporary use of, less than a sub-
stantial portion of the Project shall have been taken under
the exercise of the power of eminent domain (or by conveyai~re
in lieu thereof) by any governmental authority or person,
firm or corporation acting under governmental authority, but
only if the Borrower shall furnish to both the Issuer and the
Trustee a certificate of an Independent Engineer or an Inde-
pendent Architect stating (i) that the property forming a
part of the Project that was taken in such condemnation pro-
ceedings is not essential to the use or occupancy of the Proj-
ect by the Borrower, its successors, lessees or assigns, (ii)
that the Project has been restored to a condition
substantially equivalent to its condition prior to the taking
by such condemnation proceeding, or (iii) that improvements
have been acquired which are suitable for the Borrower's
operations at the Project as contemplated by Section 5.16(a)
or Section 5.16 (b) hereof. Any partial prepayment of the
Series 1983 Note pursuant to the provisions of this Section
7.2 (d) shall be in inverse order of the principal install-
ments thereof.
Such option shall be exercisable in the manner provided
in Section 7.4 hereof, except that, in addition to the require-
ments of said Section, the Borrower shall also deliver to the Issu-
er and the Trustee, not later than 120 days subsequent to the date
of the event which gave rise to the right of the Borrower to pre-
pay the Series 1983 Note pursuant to this Section 7.2, a notice
signed by the Borrower specifying the event which gave rise to the
right of the Borrower to prepay the Series 1983 Note under this
Section and the date upon which said event occurred.
The amount payable by the Borrower in the event of its
exercise of the option granted in this Section shall be the sum of
the following:
(1) An amount which will be sufficient to redeem all
Series 1983 Bonds then Outstanding (in the event of prepay-
ment of the Series 1983 Note in whole pursuant to Sections
7.2(a), 7.2(b), 7.2(c) or 7.2(d) hereof) or the Series 1983
Bonds to be redeemed (in the event of prepayment of the Se-
ries 1983 Note in part pursuant to Section 7.2(e) hereof) at
a redemption price of 100$ of the principal amount thereof
plus accrued interest to the redemption date and without pre-
mium, and
-49-
(2) An amount sufficient to pay the expenses incurred
or to be incurred by the Issuer and the Trustee in connection
with the prepayment of the Series 1983 Note and the redemp-
tion of the Series 1983 Bonds in whole or in part, as the case
may be, and if all Series 1983 Bonds then outstanding are to
be redeemed, an amount sufficient to discharge all other
liabilities of the Borrower under this Agreement.
Section 7.3. Mandatory Prepayment. The Notes shall also
be subject to mandatory prepayment prior to maturity in whole at a
prepayment price equal to the principal amount being prepaid plus
accrued interest to the prepayment date in the event that the inter-
est on the Bonds (whether outstanding or matured) becomes subject
to Federal income taxes, other than for the reason of the
application of Section 103 (b) (13 ) of the Code, plus, if the loss
of the tax exemption is a result of a failure by the Borrower to
observe any covenant, agreement, representation or warranty in
this Loan Agreement, a premium equal to three months of interest
borne by such Bonds.
Section 7.4. Manner of Pre a ment. To prepay the Se-
ries 1983 No-t n accor a~nce -with t is Article VII and Section
4.2(z) hereof, the Borrower shall give written notice to the
Issuer and the Trustee. Such notice shall direct the Trustee to
give notice of the redemption of the Series 1983 Bonds to be
redeemed and shall specify the prepayment date of the Series 1983
Note (or portion thereof to be prepaid, as the case may be) which
prepayment date shall be the same date as the redemption date for
the Series 1983 Bonds to be redeemed. Such notice of prepayment
shall be given not less than 45 days prior to the prepayment date
specified in the notice of prepayment.
If the Series 1983 Note shall be prepaid in part as
aforesaid, the Series 1983 Note shall be endorsed to show the
amount of such principal payment, the principal amount remaining
outstanding, and the r,ew annual principal and new semiannual in-
terest payments required to be paid by the Borrawer, which pay-
ments will be sufficient to pay the annual principal and semian-
nual interest payments on the Series 1983 Bonds remaining Out-
standing.
Section 7.5. Redem tion of Bonds with P~rePaYment
Moseys. By virtue of t e assignment ~tT~e it ghts o~ a Issuer
under this Loan Agreement to the Trustee as provided in Section
4.4 hereof, the Borrower shall pay any amount required to be paid
by it under this Article VII directly to the Trustee. The Trustee
shall use the moneys so paid to it by the Borrower to redeem the
Series 1983 Bonds in whole or in part, as the case may be, on the
redemption date. If on the redemption date any portion of the Se-
ries 1983 Bonds to be redeemed shall then be unpaid or provision
for payment thereof shall not have been made in accordance with
the provisions of the Indenture, the Borrower shall pay to the
Trustee such additional moneys as shall be required to pay or re-
deem Series 1983 Bonds or portions thereof to be redeemed in ac-
cordance with the provisions of the Indenture.
-50-
The Issuer, at the request at any time of the Borrower
and if the same are then callable, shall forthwith take all steps
that may be necessary under the applicable redemption provisions
of the Indenture to effect redemption of the Series 1983 Bonds in
whole or in part, as the case may be, on the earliest redemption
date on which such redemption may be made under such applicable
provisions.
(End of Article VII)
-51-
ARTICLE VIII
Miscellaneous
Section 8.1. Notices. All notices, certificates or
other commun- is t ons shall be sufficiently given and shall be
deemed to have been given on the second day following the day on
which the same have been mailed by registered or certified mail,
postage prepaid, or given when dispatched by telegram when tele-
graphic notice is' permitted by express provisions of this Loan
Agreement, addressed as follows:
If to the Issuer: City of Canton, Illinois
210 East Chestnut Street
Canton, Illinois 61520
Attention: Mayor
If to the Borrower: TEMCO America
12111 W. 22nd St., Suite 209
Oak Brook, IL 60521
If to the Trustee:
If to the Issuer of
any Letter of Credit:
-52-
Any communication by telegram shall also be addressed as set forth
above. A duplicate copy of each notice, certificate ~r other com-
munication given hereunder by any of the above parties shall also
be given to each of the other above parties. Each of the above
may, by notice given hereunder, designate any further or different
addresses to which subsequent notices, certificates or other
communications shall be sent.
Section 8.2. Assignments. This Loan Agreement may not
be assigned b eiy they the Issuer or the Borrower, except that the
Issuer shall and does hereby assign to the Trustee its rights under
this Agreement as provided by Section 4.4 hereof, the Borrower may
assign its rights hereunder except as otherwise restricted under
Section 5.3 hereof and the Trustee shall assign its rights under
this Agreement to any successor trustee under the Indenture.
Section 8.3. Severability. In the event any provision
of this Agreement shall be held invalid or unenforceable by any
court of competent jurisdiction, such holding shall not invalidate
or render unenforceable any other provision hereof.
Section 8.4. Execution of Counterparts. This Agreement
may be simultaneously executed in several counterparts, each of
which shall be an original and all of which shall constitute but
one and the same instrument.
Section 8.5. Amounts Remaining in Bond Fund. It is
hereby agreed by the Borrower and the Issuer that after payment in
full of (i) the Bonds (or provision for payment thereof having been
made in accordance with the provisions of the Indenture), (ii) the
fees, charges and expenses of the Trustee and paying agents in ac-
cordance with the Indenture, and (iii) all other amounts required
to be paid under this Loan Agreement, the Notes and the Indenture,
any amounts remaining in the Bond Fund shall belong to and be paid
to the Borrower by the Trustee.
Section 8.6. Amendments, Changes and Modifications.
Subsequent to the initial issuance of the Bonds and prior to their
payment in full (or provision for payment thereof having been made
in accordance with the provisions of the Bond Ordinance), this Agree-
ment may be effectively amended, changed, modified, altered or term-
inated only as provided in Article XIII of the Indenture, and, in
each instance, with the prior written consent of the Trustee.
Section 8.7. Governing Law.
governed exclusively by and construed
plicable laws of the State of Illinois.
This Agreement shall be
in accordance with the ap-
-53-
Section 8.8. Authorized Issuer and Borrower
Representatives. Whenever under the provisions of th s Agreement
or other documents the approval of the Issuer or the Borrower is
required, or the Issuer or the Borrower is required to take some
action at the request of any of the other, such approval or such
request shall be given for the Issuer by an Authorized Issuer
Representative and for the Borrower by an Authorized Borrower
Representative, and the Trustee shall be authorized to act on any
such approval or request and no party hereto shall have any
complaint against the other or against the Trustee as a result of
any such action taken.
Section 8.9. Term of the Agreement. This Agreement
shall b~ in full force and effect from the date hereof and shall
continue in effect so long as any Bonds are outstanding under the
Indenture.
(End of Article VIII)
-54-
r
IN WITNESS WHEREOF, the Issuer has caused thi:+ 11arE:e-
ment to be executed by its Mayor in its corporate name and its
corporate seal to be hereunto affixed and attested by its City
Clerk and the Borrower has caused this Agreement to be executed
by its duly authorized officers, all as of the date first above
written.
CITY OF CANTON, ILLINOIS
BY
Mayor
(SEAL)
ATTEST:
By ---
City Clerk
TRANSPORTATION EQUIPMENT
D:ARKETING
COMPAiJY OF AidERICA, an Illinois
corporation
By
Its President
(SEAL)
ATTEST:
By _
Its _ Secretary
-55-
.~
STI~TE OF ILLINOIS )
SS.
COUNTY OF )
The foregoing instrument was acknowledged before me
this day of December, 1983, by Donald E. Edwards and
Nancy Whites who are, respectively, Mayor and City Clerk of the
City of Canton, Illinois, an Illinois municipal corporation, on
behalf of said municipal corporat3c~r~.
GIVEN under my hand and notarial seal this day of
1983.
Notary Public
(SEAL)
My commission expires:
-56-
STATE OF ILLINOIS )
SS.
COUNTY OF )
On the day of , 1983, before me, a
Notary Public in and for said County, personally appeared
_ and to me personally
known and known to me to be the same persons who executed the
within instrument; who, being by me duly sworn did depose, acknowl-
edge and say: that they are, respectively, President
and Secretary of Transportation Equipment Marketing Company of
America, an Illinois corporation, the Borrower described in and
which executed the foregoing instrument; that they know the seal
of said Borrower; that said instrument was signed and sealed by
them as such officers of and on behalf of said Borrower, and the
said Borrower acknowledged the execution of said instrument to be
the free and voluntary act and deed of said Borrower by it freely
and voluntarily executed.
Notary Public
My commission expires:
-57-
EXHIBIT A
Description of Project Real Estate
-58-
EXHIBIT B
Description of Project Equipment
All items of machinery, fixtures, equipment and related
property, of every kind and nature whatsoever, installed or
located or to be installed or located in or near the Building and
on or near the Project Real Estate, purchased with the proceeds
of the Bonds, including .but not limited to the following:
-59-
~ ~ , L
EXHIBIT C
SERIES 1983 NOTE
1983
TRANSPORTATION EQUIPMENT MARKETING COI~iPA?JY OF AMERICA,
an Illinois corporation (the "Borrower"), hereby promises to pay
to the City of Canton, Illinois, a municipal corporation and unit
of local government under the 1970 Illinois Constitution (the
"Issuer"), the principal sum of
DOLLARS ($ )
in annual installments of principal-payable in such amounts and
on or before the ]ast business day preceding such dates as
follows:
Annual
December 1 of Installment
the year of Principal
1985 $
1986 $
1987 $
1988 $
1989 $
1990 $
1991 $
1992 $
1993 $
1994 $
1995 $
1996 $
1997 $
1998 $
1999 $
2000 $
2001 $
2002 $
2003 $
and to pay interest at such rate or rates with respect to such
principal amount outstanding from time to time as set forth
above, payable on or before the last business day
preceding each _
beginning as follows:
-60-
s
. ~ '.
~ ~
Subject to the provisions of Article IV and Article VII of the
Loan Agreement (hereinafter described) with respect to prepay-
ment, the principal of and interest on this Series 1983 Note
shall be payable by the Borrower on or before the dates and in
the amounts above set forth, until payment of such principal, in-
terest and applicable premium, if any, shall have been made or
provided for, in accordance with the provisions of that certain
Loan, Mortgage and Security Agreement dated as of September 1,
1983 (the "Loan Agreement"), by and between the Issuer and the
Borrower.
This Series 1983 Note shall bear interest at the rate
or rates per annum set forth above, and, to the extent authorized
by law, on any overdue principal or interest at the rate per
annum equal to the greater of the highest rate borne by any
installment of this Series 1983 Note or one percent (1$) plus the
prime interest rate as defined, established and announced from
time to time by Continential Illinois National Bank and Trust
Company of Chicago, Chicago, Illinois, which rate may change from
day to day, on any overdue principal, interest or premium.
This Series 1983 Note constitutes the Series 1983 Note
described in the Loan Agreement and is given by the Borrower to
evidence and secure the loan to the Borrower made under and pur-
suant to the Loan Agreement. This Series 1983 Note is subject to
prepayment at the times, in the manner and in the amounts set
forth in Article VII of the Loan Agreement. An event of default
under the Loan Agreement shall constitute an event of default
hereunder, and the Issuer or the Trustee may exercise all rights
and remedies set forth in the Loan Agreement upon the occurrence
of an event of default, including, without limiting the general-
ity of the foregoing, the declaration of the principal hereof and
accrued interest to be immediately due and payable. All payments
of principal of, premium, if any, and interest on this Series
1983 Note shall be made directly by the Borrower for the account
of the Issuer to the Trustee, or its successors and assigns, under
a Trust Indenture dated as of December 1, 1983 (the "Indenture"),
pursuant to which the Issuer has issued up to $2,500,000
principal amount Economic Development Revenue Bonds, Series 1983
(Transportation Equipment marketing Company of America Project)
(the "Series 1983 Bonds"). Payments or prepayments of principal
of, premium, if any, and interest on this Series 1983 Note shall
be applied to the payment of the principal of, premium, if any,
and interest on the Series 1983 Bonds in accordance with the
provisions of the Loan Agreement and the Indenture.
The terms and provisions of this Series 1983 Note are
subject in all respects to the provisions of the Loan Agreement.
All of the provisions of the Loan Agreement are hereby incorpor-
ated herein by this reference thereto. Ltndefined terms used here-
in shall have the meanings given them in the Loan Agreement. In
accordance with the provisions of the Loan Agreement and the In-
d~nture, the Issuer shall assign to the Trustee all of the Is-
suer's right, title and interest in, under and to this Series
-61-
..
... ~,
• 1983 Note as security for the Series 1983 Bonds. This Series
1983 Note is not transferable by the Trustee except to effect as-
signment to any successor trustee under the Indenture.
The Borrower waives presentment for payment, demand,
notice of protest and notice of dishonor.
This Series 1983 Note shall be governed by and con-
strued in accordance with the laws of the State of Illinois.
IN WITNESS WIiF'REOF, the Borrower has caused this Series
1983 Note to be executed and delivered as of , 1983.
TRANSPORTATION EQUIPMENT
MARKETING COMPANY OF AMERICA,
an Illinois corporation
By
Its President
ATTEST:
By
s Secretary
-62-
s
i'' ~..
ASSIGNMENT
For value received, without recourse, the City of
Canton, Illinois hereby assigns all its right, title and interest
in, under and to the above Series 1983 Note to
as Trustee under the above described
Trust Indenture in conn-- e t on with the $ principal
amount Economic Development Revenue Bonds, Series 1983
(Transportation Equipment Marketing Company of America Project)
dated , 198
Dated as of
198
CITY OF CANTON, ILLINOIS
By
Mayor
ACCEPTANCE
as
Trustee, hereby accepts the foregoing Assignment by the City of
of Canton, Illinois of the $ Series 1983 Note in
connection with the Issuer's $ Economic Development
Revenue Bonds, Series 1983 (Transportation Equipment Marketing
Company of America Project) dated , 198
Dated as of , 198
as Trustee
By
Its Trust Officer
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PREPAYMENTS
Pursuant to Section 7.2 of the Loan Agreement described
above, this Series 1983 Note has been prepaid in part on the date(s)
and in the principal amount(s) shown below:
Principal Amount
. Principal Amount Remaining
Date Prepaid Outstandi__nq__ -Signature of Trustee
$ $
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